0001140361-15-015052.txt : 20150410 0001140361-15-015052.hdr.sgml : 20150410 20150410122927 ACCESSION NUMBER: 0001140361-15-015052 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20150410 DATE AS OF CHANGE: 20150410 EFFECTIVENESS DATE: 20150410 FILER: COMPANY DATA: COMPANY CONFORMED NAME: St. Cloud Capital Partners III SBIC, LP CENTRAL INDEX KEY: 0001626566 IRS NUMBER: 464294539 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-229492 FILM NUMBER: 15763293 BUSINESS ADDRESS: STREET 1: 10866 WILSHIRE BOULEVARD STREET 2: SUITE 1450 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: 310-475-2700 MAIL ADDRESS: STREET 1: 10866 WILSHIRE BOULEVARD STREET 2: SUITE 1450 CITY: LOS ANGELES STATE: CA ZIP: 90024 D/A 1 primary_doc.xml X0707 D/A LIVE 0001626566 St. Cloud Capital Partners III SBIC, LP 10866 WILSHIRE BOULEVARD SUITE 1450 LOS ANGELES CA CALIFORNIA 90024 310-475-2700 DELAWARE None None Limited Partnership true 2013 N/A SCGP III SBIC, LLC 10866 Wilshire Boulevard Suite 1450 Los Angeles CA CALIFORNIA 90024 Executive Officer SCGP III SBIC, LLC is the Issuer's general partner (the "Issuer's GP") Marshall Geller 10866 Wilshire Boulevard Suite 1450 Los Angeles CA CALIFORNIA 90024 Executive Officer Manager of the Issuer's GP Benjamin Hom 10866 Wilshire Boulevard Suite 1450 Los Angeles CA CALIFORNIA 90024 Executive Officer Manager of the Issuer's GP Robert Lautz 10866 Wilshire Boulevard Suite 1450 Los Angeles CA CALIFORNIA 90024 Executive Officer Manager of the Issuer's GP Kacy Rozelle 10866 Wilshire Boulevard Suite 1450 Los Angeles CA CALIFORNIA 90024 Executive Officer Manager of the Issuer's GP Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C.1 true 0001140361-14-044194 2014-11-24 false true true false 0 KPMG Corporate Finance LLC 103973 None None 200 E. Randolph Drive Suite 5500 Chicago IL ILLINOIS 60601 CA CALIFORNIA CO COLORADO false Fallbrook Capital Securities Corporation 101180 None None 26610 Agoura Road Suite 120 Calabasas CA CALIFORNIA 91302 CA CALIFORNIA false 75000000 65327223 9672777 false 35 687000 true 90000 true 9799100 true false St. Cloud Capital Partners III SBIC, LP /s/ James Hays James Hays Authorized Signatory of the Issuer's GP 2015-04-09