0001140361-14-044194.txt : 20141204 0001140361-14-044194.hdr.sgml : 20141204 20141204165448 ACCESSION NUMBER: 0001140361-14-044194 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20141204 DATE AS OF CHANGE: 20141204 EFFECTIVENESS DATE: 20141204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: St. Cloud Capital Partners III SBIC, LP CENTRAL INDEX KEY: 0001626566 IRS NUMBER: 464294539 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-229492 FILM NUMBER: 141266935 BUSINESS ADDRESS: STREET 1: 10866 WILSHIRE BOULEVARD STREET 2: SUITE 1450 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: 310-475-2700 MAIL ADDRESS: STREET 1: 10866 WILSHIRE BOULEVARD STREET 2: SUITE 1450 CITY: LOS ANGELES STATE: CA ZIP: 90024 D 1 primary_doc.xml X0707 D LIVE 0001626566 St. Cloud Capital Partners III SBIC, LP 10866 WILSHIRE BOULEVARD SUITE 1450 LOS ANGELES CA CALIFORNIA 90024 310-475-2700 DELAWARE None None Limited Partnership true 2013 N/A SCGP III SBIC, LLC 10866 Wilshire Boulevard Suite 1450 Los Angeles CA CALIFORNIA 90024 Executive Officer SCGP III SBIC, LLC is the Issuer's general partner (the "Issuer's GP") Marshall Geller 10866 Wilshire Boulevard Suite 1450 Los Angeles CA CALIFORNIA 90024 Executive Officer Manager of the Issuer's GP Benjamin Hom 10866 Wilshire Boulevard Suite 1450 Los Angeles CA CALIFORNIA 90024 Executive Officer Manager of the Issuer's GP Robert Lautz 10866 Wilshire Boulevard Suite 1450 Los Angeles CA CALIFORNIA 90024 Executive Officer Manager of the Issuer's GP Kacy Rozelle 10866 Wilshire Boulevard Suite 1450 Los Angeles CA CALIFORNIA 90024 Executive Officer Manager of the Issuer's GP Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C.1 false 2014-11-24 false true true false 0 KPMG Corporate Finance LLC 103973 None None 200 E. Randolph Drive Suite 5500 Chicago IL ILLINOIS 60601 CA CALIFORNIA CO COLORADO false Fallbrook Capital Securities Corp 101180 None None 26610 Agoura Road Suite 120 Calabasas CA CALIFORNIA 91302 false 75000000 49836859 25163141 false 22 665000 75000 Sales commissions to be paid over next 18 months 7475000 true An annual management fee will be paid to the management company, an entity that is an affiliate of the Issuer's GP false St. Cloud Capital Partners III SBIC, LP /s/ James Hays James Hays Authorized Signatory of the Issuer's GP 2014-12-04