0001755813-20-000003.txt : 20200817 0001755813-20-000003.hdr.sgml : 20200817 20200814173518 ACCESSION NUMBER: 0001755813-20-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20200817 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Octagon Credit Opportunities Fund Ltd. CENTRAL INDEX KEY: 0001625541 IRS NUMBER: 981200004 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-230112 FILM NUMBER: 201106836 BUSINESS ADDRESS: STREET 1: MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 212-400-8443 MAIL ADDRESS: STREET 1: MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 FORMER COMPANY: FORMER CONFORMED NAME: Octagon Multi-Strategy Corporate Credit Cayman Fund Ltd. DATE OF NAME CHANGE: 20141117 D/A 1 primary_doc.xml X0708 D/A LIVE 0001625541 Octagon Credit Opportunities Fund Ltd. MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1104 212-400-8443 CAYMAN ISLANDS Octagon Multi-Strategy Corporate Credit Cayman Fund Ltd. Other Exempted Cayman Islands Company true N/A Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Promoter Investment Manager of the Issuer William Shaw Ugland House PO Box 309 Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Glenn Mitchell Ugland House PO Box 309 Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Thomas Connors 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Director Andrew D. Gordon 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Chief Executive Officer and Co-Chief Investment Officer of the Investment Manager Gretchen Lam 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Senior Portfolio Manager and Investment Committee Member Michael Nechamkin 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Co-Chief Investment Officer of the Investment Manager and Senior Portfolio Manager George A. Duarte 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Managing Director, Business Development John Dudzik 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Managing Director, Business and Product Development Lauren Law 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Portfolio Manager and Investment Committee Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000943663-19-000177 2014-12-01 true true true false 0 Conning Investment Products, Inc. 120387 Conning Investment Products, Inc. 120387 One Financial Plaza 755 Main Street Hartford CT CONNECTICUT 06103-2627 CA CALIFORNIA CT CONNECTICUT IL ILLINOIS MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK TX TEXAS VA VIRGINIA WI WISCONSIN false Indefinite 55572568 Indefinite false 28 0 true 0 0 The Issuer pays the Investment Manager a quarterly management fee equal to a percentage of the net asset value of the Issuer. false Octagon Credit Opportunities Fund Ltd. /s/ Thomas Connors Thomas Connors Director 2020-08-14