0001625541-25-000004.txt : 20250828 0001625541-25-000004.hdr.sgml : 20250828 20250828134439 ACCESSION NUMBER: 0001625541-25-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20250828 DATE AS OF CHANGE: 20250828 EFFECTIVENESS DATE: 20250828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Octagon Credit Opportunities Fund Ltd. CENTRAL INDEX KEY: 0001625541 ORGANIZATION NAME: EIN: 981200004 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-230112 FILM NUMBER: 251271333 BUSINESS ADDRESS: ADDRESS IS A NON US LOCATION: YES STREET 1: MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN PROVINCE COUNTRY: E9 BUSINESS PHONE: 212-400-8443 MAIL ADDRESS: ADDRESS IS A NON US LOCATION: YES STREET 1: MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN PROVINCE COUNTRY: E9 FORMER COMPANY: FORMER CONFORMED NAME: Octagon Multi-Strategy Corporate Credit Cayman Fund Ltd. DATE OF NAME CHANGE: 20141117 D/A 1 primary_doc.xml X0708 D/A LIVE 0001625541 Octagon Credit Opportunities Fund Ltd. MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1104 212-400-8443 CAYMAN ISLANDS Octagon Multi-Strategy Corporate Credit Cayman Fund Ltd. Other Exempted Cayman Islands Company true N/A Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Promoter Investment Manager of the Issuer William Shaw Ugland House PO Box 309 Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Kimberly Melen Ugland House PO Box 309 Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Amy S. Adar 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Director Chief Financial Officer of the Investment Manager Gretchen M. Lam 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Chief Executive Officer of the Investment Manager Michael B. Nechamkin 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Senior Portfolio Manager & Chief Investment Officer of the Investment Manager John Dudzik 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Managing Director, Business and Product Development Lauren Law 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Portfolio Manager and Investment Committee Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001625541-24-000001 2014-12-01 true true true false 0 Conning Investment Products, Inc. 120387 Conning Investment Products, Inc. 120387 One Financial Plaza 755 Main Street Hartford CT CONNECTICUT 06103-2627 CT CONNECTICUT WI WISCONSIN IL ILLINOIS MA MASSACHUSETTS TX TEXAS NY NEW YORK VA VIRGINIA NJ NEW JERSEY CA CALIFORNIA false Indefinite 130168368 Indefinite false 43 0 0 0 The Issuer pays the Investment Manager a quarterly management fee equal to a percentage of the net asset value of the Issuer. false Octagon Credit Opportunities Fund Ltd. Cheryl Zabala Cheryl Zabala Chief Compliance Officer 2025-08-27