0001625541-23-000001.txt : 20230815 0001625541-23-000001.hdr.sgml : 20230815 20230815102947 ACCESSION NUMBER: 0001625541-23-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20230815 DATE AS OF CHANGE: 20230815 EFFECTIVENESS DATE: 20230815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Octagon Credit Opportunities Fund Ltd. CENTRAL INDEX KEY: 0001625541 IRS NUMBER: 981200004 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-230112 FILM NUMBER: 231173646 BUSINESS ADDRESS: STREET 1: MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 212-400-8443 MAIL ADDRESS: STREET 1: MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 FORMER COMPANY: FORMER CONFORMED NAME: Octagon Multi-Strategy Corporate Credit Cayman Fund Ltd. DATE OF NAME CHANGE: 20141117 D/A 1 primary_doc.xml X0708 D/A LIVE 0001625541 Octagon Credit Opportunities Fund Ltd. MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1104 212.400.8400 CAYMAN ISLANDS Octagon Multi-Strategy Corporate Credit Cayman Fund Ltd. Other Exempted Cayman Islands Company true N/A Octagon Credit Investors, LLC 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Promoter Investment Manager of the Issuer William Shaw Ugland House PO Box 309 Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Kimberly Melen Ugland House PO Box 309 Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Amy S. Adar 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Director Chief Financial Officer of the Investment Manager Andrew D. Gordon 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Chief Executive Officer of the Investment Manager Gretchen Lam 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Senior Portfolio Manager and Investment Committee Member Michael Nechamkin 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Senior Portfolio Manager & Chief Investment Officer of the Investment Manager John Dudzik 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Managing Director, Business and Product Development Lauren Law 250 Park Avenue, 15th Floor New York NY NEW YORK 10177 Executive Officer Portfolio Manager and Investment Committee Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001625498-22-000002 2014-12-01 true true true false 0 Conning Investment Products, Inc. 120387 Conning Investment Products, Inc. 120387 One Financial Plaza 755 Main Street Hartford CT CONNECTICUT 06103-2627 CA CALIFORNIA CT CONNECTICUT IL ILLINOIS MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK TX TEXAS VA VIRGINIA WI WISCONSIN false Indefinite 82784168 Indefinite false 36 0 0 0 The Issuer pays the Investment Manager a quarterly management fee equal to a percentage of the net asset value of the Issuer. false Octagon Credit Opportunities Fund Ltd. Margaret A. Julian Margaret A. Julian Chief Compliance Officer 2023-08-15