0001140361-14-041506.txt : 20141113 0001140361-14-041506.hdr.sgml : 20141113 20141113140217 ACCESSION NUMBER: 0001140361-14-041506 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 EFFECTIVENESS DATE: 20141113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 1940 Fund, Ltd. CENTRAL INDEX KEY: 0001624294 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-228256 FILM NUMBER: 141217679 BUSINESS ADDRESS: STREET 1: 601 UNION STREET, 56TH FLOOR CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-613-6700 MAIL ADDRESS: STREET 1: 601 UNION STREET, 56TH FLOOR CITY: SEATTLE STATE: WA ZIP: 98101 D 1 primary_doc.xml X0707 D LIVE 0001624294 1940 Fund, Ltd. 601 UNION STREET 56TH FLOOR SEATTLE WA WASHINGTON 98101 206-613-6700 CAYMAN ISLANDS None None Other Exempted Company true 2014 Dennis Hunter Queensgate Bank and Trust Company Ltd. 5th Fl., Harbour Place, 103 S. Church St Grand Cayman E9 CAYMAN ISLANDS KY1-1202 Director The complete address of this related person is: Queensgate Bank and Trust Company Ltd.; 5th Floor, Harbour Place, 103 South Church Street, P.O. Box 30464 SMB; Grand Cayman, KY1-1202, Cayman Islands. Karla Bodden Queensgate Bank and Trust Company Ltd. 5th Fl., Harbour Place, 103 S. Church St Grand Cayman E9 CAYMAN ISLANDS KY1-1202 Director The complete address of this related person is: Queensgate Bank and Trust Company Ltd.; 5th Floor, Harbour Place, 103 South Church Street, P.O. Box 30464 SMB; Grand Cayman, KY1-1202, Cayman Islands. Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C.7 false 2014-10-29 true true false 100000 Indefinite 200000000 Indefinite This is a continuous offering. false 1 0 0 0 false 1940 Fund, Ltd. /s/ Lawrence M. Gail Lawrence M. Gail Managing Director of the Issuer's Investment Manager 2014-11-11