0001718125-17-000014.txt : 20171026 0001718125-17-000014.hdr.sgml : 20171026 20171026102010 ACCESSION NUMBER: 0001718125-17-000014 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20171026 DATE AS OF CHANGE: 20171026 EFFECTIVENESS DATE: 20171026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Exchange Place LP CENTRAL INDEX KEY: 0001623075 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-227097 FILM NUMBER: 171155215 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORN STATE: NY ZIP: 10282-2198 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORN STATE: NY ZIP: 10282-2198 D/A 1 primary_doc.xml X0708 D/A LIVE 0001623075 Exchange Place LP 200 WEST STREET NEW YORN NY NEW YORK 10282-2198 212-902-1000 DELAWARE None None Limited Partnership true 2014 Steven Barry 200 West Street New York NY NEW YORK 10282-2198 Executive Officer President of the Issuer's General Partner Abbas Tahir 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Vice President of the Issuer's General Partner Carmine L. Rossetti 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Vice President of the Issuer's General Partner Jason Cirrito 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Vice President of the Issuer's General Partner Philip V. Giuca 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Managing Director/Treasurer of the Issuer's General Partner Scott McHugh 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Vice President of the Issuer's General Partner Kristin Olson 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Managing Director of the Issuer's General Partner Joseph DiMaria 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Treasurer of the Issuer's General Partner David Plutzer 200 West Street New York NY NEW YORK 10282-2198 Executive Officer Secretary of the Issuer's General Partner Raanan Agus 200 West Street NEW YORK NY NEW YORK 10282-2198 Executive Officer Vice President of the Issuer's General Partner Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0001687661-16-000002 2014-10-13 true true false 0 Goldman Sachs & Co. LLC 361 None None 200 West Street New York NY NEW YORK 10282-2198 All States false Merrill Lynch, Pierce, Fenner & Smith Incorporated 7691 None None One Bryant Park 30th Floor New York NY NEW YORK 10036 All States false BB&T Scott & Stringfellow 142785 None None 901 East Byrd Street Richmond VA VIRGINIA 23219 All States false Benjamin F. Edwards & Co. 146936 None None One North Brentwood Blvd. Suite 580 St. Louis MO MISSOURI 63105 All States false Cambridge Investment Research, Inc. 39543 None None 1776 Pleasant Plain Road Fairfield IA IOWA 52556 All States false Commonwealth Equity Services, Inc. dba Commonwealth Financial Network 8032 None None 29 Sawyer Road Waltham MA MASSACHUSETTS 02453 All States false LPL Financial LLC 6413 None None 4707 Executive Drive San Diego CA CALIFORNIA 92121 All States false Morgan Stanley Smith Barney LLC 111937 None None 522 Fifth Avenue New York NY NEW YORK 10036 All States false Raymond James & Associates Inc. 705 None None 880 Carillon Parkway St. Petersburg FL FLORIDA 33716 All States false Robert W. Baird & Co. 8158 None None 777 E. Wisconsin Avenue Floor 14 Milwaukee WI WISCONSIN 53202 All States false S F Sentry Securities, Inc. 27432 None None 100 Pine Street #2700 San Fransisco CA CALIFORNIA 94111 All States false Sterne, Agee, and Leach, Inc. 791 None None 800 Shades Creek Parkway Suite 700 Birmingham AL ALABAMA 35209 All States false Twenty First Securities Corporation 14461 None None 780 Third Avenue #1503 New York NY NEW YORK 10017 All States false Snowden Account Services, Inc. 149794 None None 540 Madison Avenue 9th Floor New York NY NEW YORK 10022 All States false UBS Financial Services Inc. 8174 None None 1200 Harbor Boulevard Weehawken NJ NEW JERSEY 07086 All States false Western International Securities, Inc. 39262 None None 70 S. Lake Avenue Suite 700 Pasadena CA CALIFORNIA 91101 All States false Charles Schwab & Co., Inc. 5393 None None 211 Main Street San Fransisco CA CALIFORNIA 94105 All States false National Financial Services, LLC 13041 None None 200 Seaport Boulevard Boston MA MASSACHUSETTS 02210 All States false FSC Securities Corporation 7461 None None 2300 Windy Ridge Way Suite 1100 Atlanta GA GEORGIA 30339 All States false Harbor Investment Advisory, LLC 151085 None None 2300 West Joppa Road Suite 160 Lutherville-Timonium MD MARYLAND 21093 All States false RBC Capital Markets, LLC 31194 None None 3 World Financial Center 200 Vesey Street New York NY NEW YORK 10281 All States false Royal Alliance Associates, Inc. 23131 None None 10 Exchange Place Suite 1410 Jersey City NJ NEW JERSEY 07302 All States false SagePoint Financial, Inc. 133763 None None 2800 N Central Avenue Suite 2100 Phoenix AZ ARIZONA 85004 All States false Wells Fargo Advisors Financial Network, LLC 11025 None None 1 North Jefferson Avenue MAC H0006-072 St. Louis MO MISSOURI 63103 All States false Wells Fargo Bank, N.A. 165024 None None 420 Montgomery Street 5th Floor San Fransisco CA CALIFORNIA 94104 All States false Woodbury Financial Services, Inc. 421 None None 7755 Third Street N Oakdale MN MINNESOTA 55128 All States false Indefinite 1156829455 Indefinite false 548 7741850 true 0 0 false Exchange Place LP /s/ David Kraut David Kraut Assistant Secretary of the Issuer's General Partner 2017-10-26