0001622667-22-000003.txt : 20220811
0001622667-22-000003.hdr.sgml : 20220811
20220811110148
ACCESSION NUMBER: 0001622667-22-000003
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20220811
DATE AS OF CHANGE: 20220811
EFFECTIVENESS DATE: 20220811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEON Biopharma, Inc.
CENTRAL INDEX KEY: 0001622667
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 454777018
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-455629
FILM NUMBER: 221154328
BUSINESS ADDRESS:
STREET 1: 5 PARK PLAZA
STREET 2: SUITE 1750
CITY: IRVINE
STATE: CA
ZIP: 92614
BUSINESS PHONE: 949-298-2211
MAIL ADDRESS:
STREET 1: 5 PARK PLAZA
STREET 2: SUITE 1750
CITY: IRVINE
STATE: CA
ZIP: 92614
FORMER COMPANY:
FORMER CONFORMED NAME: Alphaeon Corp
DATE OF NAME CHANGE: 20141017
D
1
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0001622667
AEON Biopharma, Inc.
5 PARK PLAZA
SUITE 1750
IRVINE
CA
CALIFORNIA
92614
949-298-2211
CALIFORNIA
Alphaeon Corp
Corporation
true
Simone
Blank
5 Park Plaza, Suite 1750
Irvine
CA
CALIFORNIA
92614
Director
Jost
Fischer
5 Park Plaza, Suite 1750
Irvine
CA
CALIFORNIA
92614
Director
Robert
Grant
5 Park Plaza, Suite 1750
Irvine
CA
CALIFORNIA
92614
Director
Vikram
Malik
5 Park Plaza, Suite 1750
Irvine
CA
CALIFORNIA
92614
Director
Darren
O'Brien
5 Park Plaza, Suite 1750
Irvine
CA
CALIFORNIA
92614
Director
Richard
Taketa
5 Park Plaza, Suite 1750
Irvine
CA
CALIFORNIA
92614
Director
Marc
Forth
5 Park Plaza, Suite 1750
Irvine
CA
CALIFORNIA
92614
Executive Officer
Chris
Carr
5 Park Plaza, Suite 1750
Irvine
CA
CALIFORNIA
92614
Executive Officer
Alex
Wilson
5 Park Plaza, Suite 1750
Irvine
CA
CALIFORNIA
92614
Executive Officer
Chad
Oh
5 Park Plaza, Suite 1750
Irvine
CA
CALIFORNIA
92614
Executive Officer
Pharmaceuticals
Decline to Disclose
- 06b
false
2021-12-08
false
true
true
true
true
The convertible promissory notes may be paid in cash or converted into an indeterminate number of shares of Common Stock.
false
0
25000000
24500000
500000
Pursuant to a Subord. Unsecured Convert. Prom. Note Purchase Agreement dated 12.8.21, as amended, the Company agreed to sell and issue, and a single accredited investor agreed to purchase, notes in an aggregate principal amount not to exceed $25,000,000.
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AEON Biopharma, Inc.
/s/ Alex Wilson
Alex Wilson
Gen. Counsel and Secty.
2022-08-10