0001667067-16-000002.txt : 20160526 0001667067-16-000002.hdr.sgml : 20160526 20160526132548 ACCESSION NUMBER: 0001667067-16-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160526 DATE AS OF CHANGE: 20160526 EFFECTIVENESS DATE: 20160526 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aqua Metals, Inc. CENTRAL INDEX KEY: 0001621832 STANDARD INDUSTRIAL CLASSIFICATION: SECONDARY SMELTING & REFINING OF NONFERROUS METALS [3341] IRS NUMBER: 471169572 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-263941 FILM NUMBER: 161677253 BUSINESS ADDRESS: STREET 1: 1010 ATLANTIC AVENUE CITY: ALAMEDA STATE: CA ZIP: 94501 BUSINESS PHONE: (510) 479-7635 MAIL ADDRESS: STREET 1: 1010 ATLANTIC AVENUE CITY: ALAMEDA STATE: CA ZIP: 94501 D 1 primary_doc.xml X0707 D LIVE 0001621832 Aqua Metals, Inc. 1010 ATLANTIC AVENUE ALAMEDA CA CALIFORNIA 94501 (510) 479-7635 DELAWARE None None Corporation true 2014 Stephen R. Clarke, Dr. 1010 Atlantic Avenue Alameda CA CALIFORNIA 94501 Executive Officer Director President and Chief Executive Officer Thomas Murphy 1010 Atlantic Avenue Alameda CA CALIFORNIA 94501 Executive Officer Director Chief Financial Officer and Director Selwyn Mould 1010 Atlantic Avenue Alameda CA CALIFORNIA 94501 Executive Officer Chief Operating Officer Stephen Cotton 1010 Atlantic Avenue Alameda CA CALIFORNIA 94501 Executive Officer Chief Commercial Officer Vincent L. DiVito 1010 Atlantic Avenue Alameda CA CALIFORNIA 94501 Director Mark Slade 1010 Atlantic Avenue Alameda CA CALIFORNIA 94501 Director Other No Revenues 06b false 2016-05-24 false true true true true false 0 National Securities Corporation 7569 None None 1001 Fourth Avenue Suite 3750 Seattle WA WASHINGTON 98154 CA CALIFORNIA FL FLORIDA HI HAWAII MD MARYLAND MI MICHIGAN NY NEW YORK TX TEXAS false 15121651 15121651 0 Includes private offering of approximately $10,121,651 of common stock ("CS") and a $5,000,000 convertible note. Does not include the value of warrants to purchase 2,307,378 shares of CS issued to the noteholder and the shares of CS underlying the note. false 26 307299 0 0 false Aqua Metals, Inc. /s/ Thomas Murphy Thomas Murphy Chief Financial Officer 2016-05-25