0001621832-14-000003.txt : 20141107 0001621832-14-000003.hdr.sgml : 20141107 20141106180237 ACCESSION NUMBER: 0001621832-14-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20141107 DATE AS OF CHANGE: 20141106 EFFECTIVENESS DATE: 20141107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aqua Metals, Inc. CENTRAL INDEX KEY: 0001621832 IRS NUMBER: 471169572 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-226062 FILM NUMBER: 141202095 BUSINESS ADDRESS: STREET 1: 501 23RD AVENUE CITY: OAKLAND STATE: CA ZIP: 94606 BUSINESS PHONE: 510-239-0025 MAIL ADDRESS: STREET 1: 501 23RD AVENUE CITY: OAKLAND STATE: CA ZIP: 94606 D/A 1 primary_doc.xml X0707 D/A LIVE 0001621832 Aqua Metals, Inc. 501 23RD AVENUE OAKLAND CA CALIFORNIA 94606 510-239-0025 DELAWARE None None Corporation true 2014 Stephen R. Clarke, Dr. 501 23rd Avenue Oakland CA CALIFORNIA 94606 Executive Officer Director Promoter President and Chief Executive Officer Selwyn Mould 501 23rd Avenue Oakland CA CALIFORNIA 94606 Executive Officer Director Promoter Chief Operating Officer Thomas Murphy 501 23rd Avenue Oakland CA CALIFORNIA 94606 Executive Officer Director Promoter Chief Financial Officer Other No Revenues 06b true 0001621832-14-000002 2014-10-31 false true true false 0 National Securities Corporation 7569 None None 1001 Fourth Avenue Suite 3750 Seattle WA WASHINGTON 98154 AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA IL ILLINOIS MD MARYLAND MA MASSACHUSETTS MI MICHIGAN NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA TN TENNESSEE TX TEXAS WA WASHINGTON false 6005000 5500000 505000 Total offering amount does not include value of common shares issuable upon conversion of notes being offered and sold. Total offering amount also includes a $505,000 note to be issued in exchange for an existing $500,000 note plus accrued interest. false 88 550000 true 0 Placement Agent will also receive a warrant to purchase common shares equal to 10% of the shares issuable upon conversion of the notes sold in the offering. 15000 true Represents repayment of advances. false Aqua Metals, Inc. /s/ Thomas Murphy Thomas Murphy Chief Financial Officer 2014-11-06