0001621832-14-000002.txt : 20141008 0001621832-14-000002.hdr.sgml : 20141008 20141008165334 ACCESSION NUMBER: 0001621832-14-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20141008 DATE AS OF CHANGE: 20141008 EFFECTIVENESS DATE: 20141008 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aqua Metals, Inc. CENTRAL INDEX KEY: 0001621832 IRS NUMBER: 471169572 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-226062 FILM NUMBER: 141148403 BUSINESS ADDRESS: STREET 1: 501 23RD AVENUE CITY: OAKLAND STATE: CA ZIP: 94606 BUSINESS PHONE: 510-239-0025 MAIL ADDRESS: STREET 1: 501 23RD AVENUE CITY: OAKLAND STATE: CA ZIP: 94606 D 1 primary_doc.xml X0707 D LIVE 0001621832 Aqua Metals, Inc. 501 23RD AVENUE OAKLAND CA CALIFORNIA 94606 510-239-0025 DELAWARE None None Corporation true 2014 Stephen R. Clarke, Dr. 501 23rd Avenue Oakland CA CALIFORNIA 94606 Executive Officer Director President and Chief Executive Officer Selwyn Mould 501 23rd Avenue Oakland CA CALIFORNIA 94606 Executive Officer Director Chief Operating Officer Thomas Murphy 501 23rd Avenue Oakland CA CALIFORNIA 94606 Executive Officer Director Chief Financial Officer Other No Revenues 06b false true false true true false 0 National Securities Corporation 7569 None None 1001 Fourth Avenue Suite 3750 Seattle WA WASHINGTON 98154 AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA IL ILLINOIS MD MARYLAND MA MASSACHUSETTS MI MICHIGAN NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA TN TENNESSEE TX TEXAS false 4500000 0 4500000 Total offering amount does not include value of the common shares issuable upon conversion of the notes being offered and sold. false 0 450000 true 0 Placement Agent will also receive a warrant to purchase common shares equal to 10% of the shares issuable upon conversion of the notes sold in the offering. 15000 true Represents repayment of advances. false Aqua Metals, Inc. /s/ Thomas Murphy Thomas Murphy Chief Financial Officer 2014-10-07