0001140361-14-037987.txt : 20141014 0001140361-14-037987.hdr.sgml : 20141013 20141014094112 ACCESSION NUMBER: 0001140361-14-037987 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20141014 DATE AS OF CHANGE: 20141014 EFFECTIVENESS DATE: 20141014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JMP Credit Advisors CLO III Ltd. CENTRAL INDEX KEY: 0001621616 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-226293 FILM NUMBER: 141154041 BUSINESS ADDRESS: STREET 1: C/O APPLEBY TRUST (CAYMAN) LTD. STREET 2: CLIFTON HOUSE, 75 FORT STREET, POB 1350 CITY: GRAND CAYMAN KY1-1108 STATE: E9 ZIP: KY1-1108 BUSINESS PHONE: 345-949-4900 MAIL ADDRESS: STREET 1: C/O APPLEBY TRUST (CAYMAN) LTD. STREET 2: CLIFTON HOUSE, 75 FORT STREET, POB 1350 CITY: GRAND CAYMAN KY1-1108 STATE: E9 ZIP: KY1-1108 D 1 primary_doc.xml X0707 D LIVE 0001621616 JMP Credit Advisors CLO III Ltd. c/o Appleby Trust (Cayman) Ltd. Clifton House, 75 Fort Street, POB 1350 Grand Cayman KY1-1108 E9 CAYMAN ISLANDS 00000 345-949-4900 CAYMAN ISLANDS None None Limited Liability Company true 2014 Julian Black c/o Appleby Trust (Cayman) Ltd. Clifton House, 75 Fort Street, POB 1350 Grand Cayman KY1-1108 E9 CAYMAN ISLANDS 00000 Director George Bashforth c/o Appleby Trust (Cayman) Ltd. Clifton House, 75 Fort Street, POB 1350 Grand Cayman KY1-1108 E9 CAYMAN ISLANDS 00000 Director Richard McMillan c/o Appleby Trust (Cayman) Ltd. Clifton House, 75 Fort Street, POB 1350 Grand Cayman KY1-1108 E9 CAYMAN ISLANDS 00000 Director Joe Jolson 3440 Preston Ridge Road Suite 350 Alpharetta GA GEORGIA 30005 Executive Officer JMP Group Inc. (parent of JMP Credit Advisors LLC ? the Collateral Manager to the Issuer) Bryan Hamm 3440 Preston Ridge Road Suite 350 Alpharetta GA GEORGIA 30005 Executive Officer Director JMP Credit Advisors LLC - the Collateral Manager to the Issuer Craig Kitchin 3440 Preston Ridge Road Suite 350 Alpharetta GA GEORGIA 30005 Executive Officer Director JMP Credit Advisors LLC - the Collateral Manager to the Issuer Ron Banks 3440 Preston Ridge Road Suite 350 Alpharetta GA GEORGIA 30005 Director JMP Credit Advisors LLC - the Collateral Manager to the Issuer Renee Lefebvre 3440 Preston Ridge Road Suite 350 Alpharetta GA GEORGIA 30005 Director JMP Credit Advisors LLC - the Collateral Manager to the Issuer Fred Passenant 3440 Preston Ridge Road Suite 350 Alpharetta GA GEORGIA 30005 Director JMP Credit Advisors LLC - the Collateral Manager to the Issuer Chris Bellamy 3440 Preston Ridge Road Suite 350 Alpharetta GA GEORGIA 30005 Director JMP Credit Advisors LLC - the Collateral Manager to the Issuer Shawn O'Leary 3440 Preston Ridge Road Suite 350 Alpharetta GA GEORGIA 30005 Director JMP Credit Advisors LLC - the Collateral Manager to the Issuer Jeremy Phipps 3440 Preston Ridge Road Suite 350 Alpharetta GA GEORGIA 30005 Director JMP Credit Advisors LLC - the Collateral Manager to the Issuer April Lowry 3440 Preston Ridge Road Suite 350 Alpharetta GA GEORGIA 30005 Director JMP Credit Advisors LLC - the Collateral Manager to the Issuer Darren Newara 3440 Preston Ridge Road Suite 350 Alpharetta GA GEORGIA 30005 Director JMP Credit Advisors LLC - the Collateral Manager to the Issuer Fay Ann Sherris 3440 Preston Ridge Road Suite 350 Alpharetta GA GEORGIA 30005 Director JMP Credit Advisors LLC - the Collateral Manager to the Issuer Andrew Welsh 3440 Preston Ridge Road Suite 350 Alpharetta GA GEORGIA 30005 Executive Officer JMP Credit Advisors LLC - the Collateral Manager to the Issuer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C.7 false 2014-09-30 false true false 25000 1200000 1200000 0 false 9 0 0 0 false JMP Credit Advisors CLO III Ltd. /s/ Richard McMillan Richard McMillan Director 2014-10-14