0001012975-18-001080.txt : 20180928 0001012975-18-001080.hdr.sgml : 20180928 20180928114453 ACCESSION NUMBER: 0001012975-18-001080 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20180928 DATE AS OF CHANGE: 20180928 EFFECTIVENESS DATE: 20180928 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Candlewood Constellation SPC Ltd. CENTRAL INDEX KEY: 0001620717 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-225418 FILM NUMBER: 181093085 BUSINESS ADDRESS: STREET 1: C/O INTERTRUST CORP SRVCS (CAYMAN) LTD STREET 2: 190 ELGIN AVENUE CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9005 BUSINESS PHONE: 212-493-4495 MAIL ADDRESS: STREET 1: C/O INTERTRUST CORP SRVCS (CAYMAN) LTD STREET 2: 190 ELGIN AVENUE CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9005 D/A 1 primary_doc.xml X0708 D/A LIVE 0001620717 Candlewood Constellation SPC Ltd. C/O INTERTRUST CORP SRVCS (CAYMAN) LTD 190 ELGIN AVENUE GEORGE TOWN E9 CAYMAN ISLANDS KY1-9005 212-493-4495 CAYMAN ISLANDS None None Corporation true 2014 N/A Candlewood Investment Group, LP 555 Theodore Fremd Avenue Suite C-303 Rye NY NEW YORK 10580 Executive Officer Investment Manager of Issuer Scott P. Lennon c/o 19 Degrees North Fund Services, Ltd. Regatta Office Park, Windward 1, Ste 110 Grand Cayman E9 CAYMAN ISLANDS KY1-1207 Director Mark Cook c/o International Management Svcs, Ltd P.O. Box 61, 4th Floor, Harbour Centre Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001012975-17-000728 2014-09-15 true true true false 250000 First Republic Securities Company, LLC 105108 None None 388 Market Street, 16th Floor San Francisco CA CALIFORNIA 94111 All States false UBS Financial Services Inc. 8174 None None 1200 Harbor Boulevard Weehawken NJ NEW JERSEY 07086 All States false Wells Fargo Clearing Services, LLC 19616 None None One North Jefferson Avenue Mail Code: H0004-050 St. Louis MO MISSOURI 63103 All States false Wells Fargo Advisors Financial Network, LLC 11025 None None One North Jefferson Avenue Mail Code: H0004-05B St. Louis MO MISSOURI 63103 All States false Indefinite 220930000 Indefinite false 235 0 0 No commission paid by Issuer; however, Item 12 entities are paid by IM (or an affiliate) commissions or similar sales compensation equal to a percentage of fees paid by Issuer to IM (or an affiliate) from assets under management. 0 The Investment Manager or an affiliate receives management fees calculated as a percentage of net assets and (a special allocation of) a percentage of annual net profits. false Candlewood Constellation SPC Ltd. /s/ Janet E. Miller Janet E. Miller General Counsel of Investment Manager of Issuer 2018-09-28