0001620667-15-000001.txt : 20150112 0001620667-15-000001.hdr.sgml : 20150112 20150112154115 ACCESSION NUMBER: 0001620667-15-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150112 DATE AS OF CHANGE: 20150112 EFFECTIVENESS DATE: 20150112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cephea Valve Technologies, Inc. CENTRAL INDEX KEY: 0001620667 IRS NUMBER: 461558222 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-225503 FILM NUMBER: 15521939 BUSINESS ADDRESS: STREET 1: 3050 THREE SPRINGS COURT CITY: SAN JOSE STATE: CA ZIP: 95140 BUSINESS PHONE: 425-208-5503 MAIL ADDRESS: STREET 1: 3050 THREE SPRINGS COURT CITY: SAN JOSE STATE: CA ZIP: 95140 D/A 1 primary_doc.xml X0707 D/A LIVE 0001620667 Cephea Valve Technologies, Inc. 3050 THREE SPRINGS COURT SAN JOSE CA CALIFORNIA 95140 425-208-5503 DELAWARE None None Corporation true 2011 Thierry Thaure c/o 3050 Three Springs Court San Jose CA CALIFORNIA 95140 Executive Officer Director Juan Granada c/o 3050 Three Springs Court San Jose CA CALIFORNIA 95140 Director Aldo Maccari c/o 3050 Three Springs Court San Jose CA CALIFORNIA 95140 Director Fred Moll c/o 3050 Three Springs Court San Jose CA CALIFORNIA 95140 Director Christopher Dewey c/o 3050 Three Springs Court San Jose CA CALIFORNIA 95140 Director Other Health Care Decline to Disclose 06b true 0001620667-14-000001 2014-09-18 false true true true false 1 National Securities Corporation 7569 None None 410 Park Ave. 14th Floor New York NY NEW YORK 10022 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS KS KANSAS KY KENTUCKY LA LOUISIANA MA MASSACHUSETTS MI MICHIGAN MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA PA PENNSYLVANIA TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false 16342399 14708647 1633752 In connection with the offering, (x) 954,590 shares of common stock were issued upon the conversion of convertible notes held by certain of the investors and (y), the company will issue warrants to purchase up to 1,512,000 shares Series A Preferred Stock. false 154 1015665 true 0 National Securities will be issued warrants to purchase 1,512,000 shares of Series A Preferred Stock. 0 false Cephea Valve Technologies, Inc. /s/ Thierry Thaure Thierry Thaure President/CEO 2015-01-12