0001620667-14-000001.txt : 20140930 0001620667-14-000001.hdr.sgml : 20140930 20140930130715 ACCESSION NUMBER: 0001620667-14-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140930 DATE AS OF CHANGE: 20140930 EFFECTIVENESS DATE: 20140930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cephea Valve Technologies, Inc. CENTRAL INDEX KEY: 0001620667 IRS NUMBER: 461558222 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-225503 FILM NUMBER: 141129060 BUSINESS ADDRESS: STREET 1: 3050 THREE SPRINGS COURT CITY: SAN JOSE STATE: CA ZIP: 95140 BUSINESS PHONE: 425-208-5503 MAIL ADDRESS: STREET 1: 3050 THREE SPRINGS COURT CITY: SAN JOSE STATE: CA ZIP: 95140 D 1 primary_doc.xml X0707 D LIVE 0001620667 Cephea Valve Technologies, Inc. 3050 THREE SPRINGS COURT SAN JOSE CA CALIFORNIA 95140 425-208-5503 DELAWARE None None Corporation true 2011 Thierry Thaure c/o 3050 Three Springs Court San Jose CA CALIFORNIA 95140 Executive Officer Director Juan Granada c/o 3050 Three Springs Court San Jose CA CALIFORNIA 95140 Director Aldo Maccari c/o 3050 Three Springs Court San Jose CA CALIFORNIA 95140 Director Fred Moll c/o 3050 Three Springs Court San Jose CA CALIFORNIA 95140 Director Christopher Dewey c/o 3050 Three Springs Court San Jose CA CALIFORNIA 95140 Director Promoter Other Health Care Decline to Disclose 06b false 2014-09-18 false true true true false 1 National Securities Corporation 7569 None None 410 Park Ave. 14th Floor New York NY NEW YORK 10022 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS KS KANSAS LA LOUISIANA MA MASSACHUSETTS MI MICHIGAN MO MISSOURI MT MONTANA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON false 14688333 6499332 8189001 In connection with the offering, (x) 954,590 shares of common stock were issued upon the conversion of convertible notes held by certain of the investors and (y), the company will issue warrants to purchase up to 1,696,429 shares Series A Preferred Stock. false 59 363300 true 0 National Securities will be issued warrants to purchase shares of Series A Preferred Stock. 0 false Cephea Valve Technologies, Inc. /s/ Thierry Thaure Thierry Thaure President/CEO 2014-09-30