0001620381-14-000001.txt : 20140926 0001620381-14-000001.hdr.sgml : 20140926 20140926155505 ACCESSION NUMBER: 0001620381-14-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20140926 DATE AS OF CHANGE: 20140926 EFFECTIVENESS DATE: 20140926 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RRIF V, LP CENTRAL INDEX KEY: 0001620381 IRS NUMBER: 465481417 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-225402 FILM NUMBER: 141124061 BUSINESS ADDRESS: STREET 1: 3200 SOUTHWEST FREEWAY STREET 2: SUITE 3120 CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 713-375-1300 MAIL ADDRESS: STREET 1: 3200 SOUTHWEST FREEWAY STREET 2: SUITE 3120 CITY: HOUSTON STATE: TX ZIP: 77027 D 1 primary_doc.xml X0707 D LIVE 0001620381 RRIF V, LP 3200 SOUTHWEST FREEWAY SUITE 3120 HOUSTON TX TEXAS 77027 713-375-1300 DELAWARE None None Limited Partnership true 2014 General Partner RRIM V, LLC 3200 Southwest Freeway Suite 3120 Houston TX TEXAS 77027 Executive Officer Promoter General Partner of Issuer GP Sole Owner RiverRock Trust, LLC 3200 Southwest Freeway Suite 3120 Houston TX TEXAS 77027 Promoter Sole Owner of Issuer's General Partner James T Hickey 3200 Southwest Freeway Suite 3120 Houston TX TEXAS 77027 Executive Officer Director Promoter Manager of Issuer's General Partner Jay Jackson 3200 Southwest Freeway Suite 3120 Houston TX TEXAS 77027 Promoter Director of Capital Raise for ultimate parent of Issuer's General Partner Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.1 false 2014-09-18 false true true false 250000 Sunbelt Securities, Inc. 42180 Sunbelt Securities, Inc. 42180 5065 Westheimer Suite 600 Houston TX TEXAS 77056 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NE NEBRASKA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Carolina Financial Securities, LLC 41970 Carolina Financial Securities, LLC 41970 185 West Main Street Brevard NC NORTH CAROLINA 28712 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MO MISSOURI NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN false RiverRock Securities, LLC 153178 RiverRock Securities, LLC 153178 3200 Southwest Freeway Suite 3120 Houston TX TEXAS 77027 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA IL ILLINOIS LA LOUISIANA MD MARYLAND MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA false 100000000 75000 99925000 false 1 50000 true 0 Commissions yet to be earned and amount to be paid depends on amount sold by each broker and the agreement with each broker. 0 true Certain persons/entities named in Item 3 or affiliates thereof may receive payments from proceeds of the offering, including management and acquisition fees, reimbursement and/or carried interest. The amount of such fees cannot be estimated at this time. false RRIF V, LP James T. Hickey James T. Hickey Managing Director of the Issuer's General Partner 2014-09-26