0000919574-14-005397.txt : 20140926 0000919574-14-005397.hdr.sgml : 20140926 20140926125625 ACCESSION NUMBER: 0000919574-14-005397 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20140926 DATE AS OF CHANGE: 20140926 EFFECTIVENESS DATE: 20140926 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ancora Catalyst Fund LP CENTRAL INDEX KEY: 0001620142 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-225378 FILM NUMBER: 141123372 BUSINESS ADDRESS: STREET 1: C/O ANCORA ADVISORS LLC STREET 2: 6060 PARKLAND BOULEVARD, SUITE 200 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 216-825-4000 MAIL ADDRESS: STREET 1: C/O ANCORA ADVISORS LLC STREET 2: 6060 PARKLAND BOULEVARD, SUITE 200 CITY: CLEVELAND STATE: OH ZIP: 44124 D 1 primary_doc.xml X0707 D LIVE 0001620142 Ancora Catalyst Fund LP C/O ANCORA ADVISORS LLC 6060 PARKLAND BOULEVARD, SUITE 200 CLEVELAND OH OHIO 44124 216-825-4000 DELAWARE None None Limited Partnership true 2014 Brian Hopkins c/o Ancora Advisors LLC 6060 Parkland Boulevard, Suite 200 Cleveland OH OHIO 44124 Executive Officer Portfolio Manager of the General Partner of the Issuer. James Chadwick c/o Ancora Advisors LLC 6060 Parkland Boulevard, Suite 200 Cleveland OH OHIO 44124 Executive Officer Portfolio Manager of the General Partner of the Issuer. - Ancora Advisors LLC 6060 Parkland Boulevard, Suite 200 Cleveland OH OHIO 44124 Executive Officer Promoter General Partner and Investment Adviser of the Issuer. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 false 2014-09-01 true true false 500000 INVERNESS SECURITIES, LLC 129914 None None 2000 AUBURN DRIVE, SUITE 440 BEACHWOOD OH OHIO 44122 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA KY KENTUCKY MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA SC SOUTH CAROLINA VA VIRGINIA WA WASHINGTON WI WISCONSIN false CORONADO INVESTMENTS, LLC 111992 None None 18029 CALLE AMBIENTE, SUITE 519 RANCHO SANTA FE CA CALIFORNIA 92067 CA CALIFORNIA CT CONNECTICUT DE DELAWARE FL FLORIDA IL ILLINOIS MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK OR OREGON PA PENNSYLVANIA TX TEXAS false Indefinite 17280000 Indefinite true 0 48 0 true 0 true The entities listed in Item 12 above are paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the General Partner (or its affiliate) from the assets under management and/or the incentive allocation 0 true true Ancora Catalyst Fund LP /s/ Brian Hopkins Brian Hopkins Portfolio Manager of the General Partner 2014-09-26