0001619700-14-000001.txt : 20141105 0001619700-14-000001.hdr.sgml : 20141105 20141105161227 ACCESSION NUMBER: 0001619700-14-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20141105 DATE AS OF CHANGE: 20141105 EFFECTIVENESS DATE: 20141105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Granite Texas Senior Holdings IV, LLC CENTRAL INDEX KEY: 0001619700 IRS NUMBER: 320441759 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-227766 FILM NUMBER: 141197108 BUSINESS ADDRESS: STREET 1: 2 PARK PLAZA, SUITE 800 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 949-477-5800 MAIL ADDRESS: STREET 1: 2 PARK PLAZA, SUITE 800 CITY: IRVINE STATE: CA ZIP: 92614 D 1 primary_doc.xml X0707 D LIVE 0001619700 Granite Texas Senior Holdings IV, LLC 2 PARK PLAZA, SUITE 800 IRVINE CA CALIFORNIA 92614 949-477-5800 DELAWARE None None Limited Liability Company true 2014 Group Granite Investment 2 Park Plaza, Suite 800 Irvine CA CALIFORNIA 92614 Promoter Manager of the Issuer. Allen Boerner 2 Park Plaza, Suite 800 Irvine CA CALIFORNIA 92614 Executive Officer Chief Executive Officer of the Manager of the Issuer. John J Heller 2 Park Plaza, Suite 800 Irvine CA CALIFORNIA 92614 Executive Officer President of the Manager of the Issuer. Scott Rickard 2 Park Plaza, Suite 800 Irvine CA CALIFORNIA 92614 Executive Officer Chief Investment Officer of the Manager of the Issuer. Carey P Levy 2 Park Plaza, Suite 800 Irvine CA CALIFORNIA 92614 Executive Officer Chief Operating Officer of the Manager of the Issuer. Joseph E McKeever 2 Park Plaza, Suite 800 Irvine CA CALIFORNIA 92614 Executive Officer General Counsel of the Manager of the Issuer. Other Real Estate Decline to Disclose 06b false 2014-10-22 false true true Membership interests in Granite Texas Senior Holdings IV, LLC. false 50000 Peter R. Dorn 1089858 Wall Street Strategies, Inc. 31268 650 South Prairie View Drive, Suite 125 West Des Moines IA IOWA 50266 IA IOWA false John J. Temple 1139897 ARI Financial Services, Inc. 137608 9120 West 135th Street, Suite 212 Overland Park KS KANSAS 66223 CA CALIFORNIA false Joseph R. Broadbent 3132498 DFPG Investments, Inc. 155576 406 West South Jordan Parkway, Suite 200 South Jordan UT UTAH 84095 CA CALIFORNIA CO COLORADO OR OREGON false John P. Harvey, Jr. 4227692 Sandlapper Securities, LLC 137906 1 City Boulevard West, Suite 870 Orange CA CALIFORNIA 92868 CA CALIFORNIA TX TEXAS false Robert R. Tweed 2339324 Concorde Investment Services, LLC 151604 2060 Huntington Drive, Suite 1 San Marino CA CALIFORNIA 91108 CA CALIFORNIA NV NEVADA false Peter J. Kalmus 1522531 DFPG Investments, Inc. 155576 16 Tillou Road West South Orange NJ NEW JERSEY 07079 AZ ARIZONA CT CONNECTICUT TX TEXAS false Michael S. Rickard 1297325 Carolina Financial Securities, LLC 41970 2 Park Plaza, Suite 800 Irvine CA CALIFORNIA 92614 CA CALIFORNIA NC NORTH CAROLINA false Gary L. Ackerman 4668422 J.P. Turner & Company, L.L.C. 43177 8814 Fargo Road, Suite 100 Richmond VA VIRGINIA 23229 CA CALIFORNIA MD MARYLAND VA VIRGINIA false Richard L. Wagner 4575603 Independent Financial Group, LLC 7717 3098 Highland Drive, Suite 490 Salt Lake City UT UTAH 84106 UT UTAH false Warren J. Thomas 2299254 Lighthouse Capital Group, LLC 169135 251 South Lake Avenue, Suite 520 Pasadena CA CALIFORNIA 91101 CA CALIFORNIA false Frank T. Dunn, Jr. 1075960 Concorde Investment Services, LLC 151604 63 Quail Rock Place The Woodlands TX TEXAS 77381 MT MONTANA false 16315000 16315000 0 false 30 439517 0 65000 true false Granite Texas Senior Holdings IV, LLC /s/ John J. Heller John J. Heller President of the Manager 2014-11-04