0000943663-16-000469.txt : 20160914 0000943663-16-000469.hdr.sgml : 20160914 20160914172920 ACCESSION NUMBER: 0000943663-16-000469 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160914 DATE AS OF CHANGE: 20160914 EFFECTIVENESS DATE: 20160914 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXA IM Global Emerging Markets Small Cap Fund, LLC CENTRAL INDEX KEY: 0001616570 IRS NUMBER: 470969614 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-224871 FILM NUMBER: 161885854 BUSINESS ADDRESS: STREET 1: 100 WEST PUTNAM AVENUE, 4TH FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203.548.4200 MAIL ADDRESS: STREET 1: 100 WEST PUTNAM AVENUE, 4TH FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 D/A 1 primary_doc.xml X0707 D/A LIVE 0001616570 AXA IM Global Emerging Markets Small Cap Fund, LLC 100 WEST PUTNAM AVENUE, 4TH FLOOR GREENWICH CT CONNECTICUT 06830 203.548.4200 DELAWARE None None Limited Liability Company true 2014 N/A AXA Investment Managers, Inc. 100 West Putnam Avenue, 4th Floor Greenwich CT CONNECTICUT 06830 Promoter Managing Member of the Issuer ("Managing Member") Travis Pauley 100 West Putnam Avenue, 4th Floor Greenwich CT CONNECTICUT 06830 Executive Officer Chief Compliance Officer of the Managing Member Xavier Thomin 100 West Putnam Avenue, 4th Floor Greenwich CT CONNECTICUT 06830 Executive Officer Chief Executive Officer of the Managing Member Marcello Arona 100 West Putnam Avenue, 4th Floor Greenwich CT CONNECTICUT 06830 Executive Officer Chief Financial Officer of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000943663-15-000192 2015-05-13 true true false 5000000 Indefinite 16300000 Indefinite false 8 0 0 0 false AXA IM Global Emerging Markets Small Cap Fund, LLC /s/ Xavier Thomin Xavier Thomin CEO of the Managing Member 2016-09-14