0001616132-15-000002.txt : 20150505 0001616132-15-000002.hdr.sgml : 20150505 20150505161144 ACCESSION NUMBER: 0001616132-15-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150505 DATE AS OF CHANGE: 20150505 EFFECTIVENESS DATE: 20150505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rio Grande Neurosciences, Inc. CENTRAL INDEX KEY: 0001616132 IRS NUMBER: 453089800 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-239227 FILM NUMBER: 15833089 BUSINESS ADDRESS: STREET 1: 732A CHENERY ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94131 BUSINESS PHONE: 415-859-9928 MAIL ADDRESS: STREET 1: 732A CHENERY ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94131 D 1 primary_doc.xml X0707 D LIVE 0001616132 Rio Grande Neurosciences, Inc. 732A CHENERY ST. SAN FRANCISCO CA CALIFORNIA 94131 415-859-9928 DELAWARE None None Corporation true 2011 Steven Gluckstern c/o Rio Grande Neurosciences, Inc. 732A Chenery St. San Francisco CA CALIFORNIA 94131 Executive Officer Director Chief Executive Officer, Chairman and Acting Chief Financial Officer Stephen Juelsgaard c/o Rio Grande Neurosciences, Inc. 732A Chenery St. San Francisco CA CALIFORNIA 94131 Director Sean Hagberg c/o Rio Grande Neurosciences, Inc. 732A Chenery St. San Francisco CA CALIFORNIA 94131 Executive Officer Chief Strategist Blake Gurfein c/o Rio Grande Neurosciences, Inc. 732A Chenery St. San Francisco CA CALIFORNIA 94131 Executive Officer Chief Science Officer L. John Wilkerson c/o Rio Grande Neurosciences, Inc. 732A Chenery St. San Francisco CA CALIFORNIA 94131 Director Other Health Care Decline to Disclose 06b false 2015-04-21 false true true true Investors have the option to purchase either (a) shares of Series A preferred stock and common stock purchase warrants or (b) shares of common stock. false 50000 Middlebury Securities, LLC 122602 Middlebury Securities, LLC 122602 1043 Sheep Farm Road Weybridge VT VERMONT 05753 AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA IL ILLINOIS ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA PA PENNSYLVANIA SC SOUTH CAROLINA TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WI WISCONSIN WY WYOMING false 8000000 1050065 6949935 false 11 400000 true 0 Middlebury Securities to receive a cash free equal to 6.5% of the gross proceeds raised (up to $400,000) and a warrant to purchase 3% of the shares sold in the offering. 0 false Rio Grande Neurosciences, Inc. /s/ Steven Gluckstern Steven Gluckstern CEO 2015-05-05