0001140361-15-038716.txt : 20151028 0001140361-15-038716.hdr.sgml : 20151028 20151027200957 ACCESSION NUMBER: 0001140361-15-038716 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20151028 DATE AS OF CHANGE: 20151027 EFFECTIVENESS DATE: 20151028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ATEL Growth Capital Fund 9, LLC CENTRAL INDEX KEY: 0001616112 IRS NUMBER: 320435806 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-227180 FILM NUMBER: 151178890 BUSINESS ADDRESS: STREET 1: ATEL FINANCIAL SERVICES, LLC STREET 2: 600 MONTGOMERY STREET, 9TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-989-8800 MAIL ADDRESS: STREET 1: ATEL FINANCIAL SERVICES, LLC STREET 2: 600 MONTGOMERY STREET, 9TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 D/A 1 primary_doc.xml X0707 D/A LIVE 0001616112 ATEL Growth Capital Fund 9, LLC ATEL FINANCIAL SERVICES, LLC 600 MONTGOMERY STREET, 9TH FLOOR SAN FRANCISCO CA CALIFORNIA 94111 415-989-8800 CALIFORNIA None None Limited Liability Company true 2014 N/A ATEL Capital Group 600 Montgomery Street, 9th Floor San Francisco CA CALIFORNIA 94111 Executive Officer Director Promoter Parent of Manager of Manager of Issuer N/A ATEL Management Services, LLC 600 Montgomery Street, 9th Floor San Francisco CA CALIFORNIA 94111 Executive Officer Director Promoter Manager of Manager of Issuer N/A AGC Managing Member, LLC 600 Montgomery Street, 9th Floor San Francisco CA CALIFORNIA 94111 Executive Officer Director Promoter Manager of Issuer Dean L. Cash 600 Montgomery Street, 9th Floor San Francisco CA CALIFORNIA 94111 Executive Officer Director Promoter Paritosh K. Choksi 600 Montgomery Street, 9th Floor San Francisco CA CALIFORNIA 94111 Executive Officer Director Promoter Other Banking and Financial Services Decline to Disclose 06b true 0001140361-14-039152 2015-01-30 true true false 25000 ATEL Securities Corporation 17229 ATEL Securities Corporation 17229 600 Montgomery Street, 9th Floor San Francisco CA CALIFORNIA 94111 AK ALASKA AL ALABAMA AR ARKANSAS AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII IA IOWA ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS KY KENTUCKY LA LOUISIANA MA MASSACHUSETTS MD MARYLAND ME MAINE MI MICHIGAN MN MINNESOTA MO MISSOURI MS MISSISSIPPI MT MONTANA NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NV NEVADA NY NEW YORK OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA VT VERMONT WA WASHINGTON WI WISCONSIN WV WEST VIRGINIA WY WYOMING false Calvin Todd Halterman 3147472 Centaurus Financial, Inc. 30833 7139 W. Deschutes Avenue Suite 101 Kennewick WA WASHINGTON 99336 AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA IA IOWA ID IDAHO IL ILLINOIS NM NEW MEXICO OR OREGON TX TEXAS VA VIRGINIA WA WASHINGTON WI WISCONSIN false Charles L. Orley 1462136 Centaurus Financial, Inc. 30833 7777 Alvarado Road Suite 209 La Mesa CA CALIFORNIA 91941 CA CALIFORNIA CO COLORADO OH OHIO false Darrell E. Stoner 1045328 Crown Capital Securities, L.P. 6312 410 Cranberry Street Suite 340 Erie PA PENNSYLVANIA 16507 FL FLORIDA PA PENNSYLVANIA false Michelle L. Wagner 2403647 Crown Capital Securities, L.P. 6312 60 E. Rio Salado Parkway Suite 900 Tempe AZ ARIZONA 85281 AZ ARIZONA CA CALIFORNIA IL ILLINOIS false Wendy E. Fleischmann 5561064 Crown Capital Securities, L.P. 6312 21730 Devonshire Street Chatsworth CA CALIFORNIA 91311 CA CALIFORNIA NM NEW MEXICO false United Planners Financial Services of America a Limited Partner 20804 United Planners Financial Services of America a Limited Partner 20804 7333 E. Doubletree Ranch Road #120 Scottsdale AZ ARIZONA 85258 AK ALASKA AL ALABAMA AR ARKANSAS AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII IA IOWA ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS KY KENTUCKY LA LOUISIANA MA MASSACHUSETTS MD MARYLAND ME MAINE MI MICHIGAN MN MINNESOTA MO MISSOURI MS MISSISSIPPI MT MONTANA NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NV NEVADA NY NEW YORK OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA VT VERMONT WA WASHINGTON WI WISCONSIN WV WEST VIRGINIA WY WYOMING false Gregory J. Richards 1339012 Centaurus Financial, Inc. 20804 2300 E. Katella Avenue Suite 200 Anaheim CA CALIFORNIA 92806 AZ ARIZONA CA CALIFORNIA IA IOWA OH OHIO TX TEXAS WA WASHINGTON WI WISCONSIN false John M. Sims 424983 Centaurus Financial, Inc. 30833 2300 E. Katella Avenue Suite 200 Anaheim CA CALIFORNIA 92806 CA CALIFORNIA WA WASHINGTON false Kenneth W. Finnell 1184110 Centaurus Financial, Inc. 30833 2300 E. Katella Avenue Suite 200 Anaheim CA CALIFORNIA 92806 AZ ARIZONA CA CALIFORNIA HI HAWAII IN INDIANA MD MARYLAND NV NEVADA TX TEXAS WI WISCONSIN false 35000000 2187533 32812467 true 0 32 3150000 true 0 700000 true false ATEL Growth Capital Fund 9, LLC Vasco H. Morais Vasco H. Morais Exec VP of Manager of Manager 2015-10-27