0001140361-15-025461.txt : 20150626 0001140361-15-025461.hdr.sgml : 20150626 20150625191156 ACCESSION NUMBER: 0001140361-15-025461 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150626 DATE AS OF CHANGE: 20150625 EFFECTIVENESS DATE: 20150626 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ATEL Growth Capital Fund 9, LLC CENTRAL INDEX KEY: 0001616112 IRS NUMBER: 320435806 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-227180 FILM NUMBER: 15952892 BUSINESS ADDRESS: STREET 1: ATEL FINANCIAL SERVICES, LLC STREET 2: 600 MONTGOMERY STREET, 9TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-989-8800 MAIL ADDRESS: STREET 1: ATEL FINANCIAL SERVICES, LLC STREET 2: 600 MONTGOMERY STREET, 9TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 D/A 1 primary_doc.xml X0707 D/A LIVE 0001616112 ATEL Growth Capital Fund 9, LLC ATEL FINANCIAL SERVICES, LLC 600 MONTGOMERY STREET, 9TH FLOOR SAN FRANCISCO CA CALIFORNIA 94111 415-989-8800 CALIFORNIA None None Limited Liability Company true 2014 N/A ATEL Capital Group 600 Montgomery Street, 9th Floor San Francisco CA CALIFORNIA 94111 Executive Officer Director Promoter Parent of Manager of Manager of Issuer N/A ATEL Management Services, LLC 600 Montgomery Street, 9th Floor San Francisco CA CALIFORNIA 94111 Executive Officer Director Promoter Manager of Manager of Issuer N/A AGC Managing Member, LLC 600 Montgomery Street, 9th Floor San Francisco CA CALIFORNIA 94111 Executive Officer Director Promoter Manager of Issuer Dean L. Cash 600 Montgomery Street, 9th Floor San Francisco CA CALIFORNIA 94111 Executive Officer Director Promoter Paritosh K. Choksi 600 Montgomery Street, 9th Floor San Francisco CA CALIFORNIA 94111 Executive Officer Director Promoter Other Banking and Financial Services Decline to Disclose 06b true 0001140361-14-039152 2015-01-30 true true false 25000 ATEL Securities Corporation 17229 ATEL Securities Corporation 17229 600 Montgomery Street, 9th Floor San Francisco CA CALIFORNIA 94111 AK ALASKA AL ALABAMA AR ARKANSAS AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII IA IOWA ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS KY KENTUCKY LA LOUISIANA MA MASSACHUSETTS MD MARYLAND ME MAINE MI MICHIGAN MN MINNESOTA MO MISSOURI MS MISSISSIPPI MT MONTANA NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NV NEVADA NY NEW YORK OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA VT VERMONT WA WASHINGTON WI WISCONSIN WV WEST VIRGINIA WY WYOMING false Calvin Todd Halterman 3147472 Centaurus Financial, Inc. 30833 6725 W. Clearwater Avenue Suite A Kennewick WA WASHINGTON 99336 AZ ARIZONA CA CALIFORNIA CO COLORADO IA IOWA ID IDAHO IL ILLINOIS NM NEW MEXICO OR OREGON TX TEXAS VA VIRGINIA WA WASHINGTON WI WISCONSIN false Charles L. Orley 1462136 Centaurus Financial, Inc. 30833 7777 Alvarado Road Suite 209 La Mesa CA CALIFORNIA 91941 CA CALIFORNIA CO COLORADO OH OHIO false Darrell E. Stoner 1045328 Crown Capital Securities, L.P. 6312 410 Cranberry Street Suite 340 Erie PA PENNSYLVANIA 16507 FL FLORIDA PA PENNSYLVANIA false Michelle L. Wagner 2403647 Crown Capital Securities, L.P. 6312 60 E. Rio Salado Parkway Suite 900 Tempe AZ ARIZONA 85281 AZ ARIZONA CA CALIFORNIA IL ILLINOIS false Wendy E. Fleischmann 5561064 Crown Capital Securities, L.P. 6312 21730 Devonshire Street Chatsworth CA CALIFORNIA 91311 CA CALIFORNIA NM NEW MEXICO false Aaron P. Sevigny 4314368 United Planners Financial Services of America a Limited Partner 20804 23160 Fashion Drive Suite 223 Estero FL FLORIDA 33928 AZ ARIZONA CA CALIFORNIA CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA KY KENTUCKY MA MASSACHUSETTS MD MARYLAND ME MAINE MI MICHIGAN MN MINNESOTA MO MISSOURI NC NORTH CAROLINA NH NEW HAMPSHIRE NJ NEW JERSEY NV NEVADA NY NEW YORK OH OHIO PA PENNSYLVANIA RI RHODE ISLAND VA VIRGINIA WI WISCONSIN WV WEST VIRGINIA false Michael R. Radford 1909635 United Planners Financial Services of America a Limited Partner 20804 402 South 333rd Street Suite 103 Federal Way WA WASHINGTON 98003 AZ ARIZONA CA CALIFORNIA CO COLORADO GA GEORGIA MA MASSACHUSETTS MI MICHIGAN MO MISSOURI OH OHIO UT UTAH WA WASHINGTON false 35000000 1077032 33922968 true 0 21 3150000 true 0 700000 true false ATEL Growth Capital Fund 9, LLC /s/ Paritosh K. Choksi Paritosh K. Choksi Exec VP of Manager of Manager 2015-06-22