0001140361-14-039152.txt : 20141028 0001140361-14-039152.hdr.sgml : 20141028 20141027194738 ACCESSION NUMBER: 0001140361-14-039152 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20141028 DATE AS OF CHANGE: 20141027 EFFECTIVENESS DATE: 20141028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ATEL Growth Capital Fund 9, LLC CENTRAL INDEX KEY: 0001616112 IRS NUMBER: 320435806 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-227180 FILM NUMBER: 141175493 BUSINESS ADDRESS: STREET 1: ATEL FINANCIAL SERVICES, LLC STREET 2: 600 MONTGOMERY STREET, 9TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-989-8800 MAIL ADDRESS: STREET 1: ATEL FINANCIAL SERVICES, LLC STREET 2: 600 MONTGOMERY STREET, 9TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 D 1 primary_doc.xml X0707 D LIVE 0001616112 ATEL Growth Capital Fund 9, LLC ATEL FINANCIAL SERVICES, LLC 600 MONTGOMERY STREET, 9TH FLOOR SAN FRANCISCO CA CALIFORNIA 94111 415-989-8800 CALIFORNIA None None Limited Liability Company true 2014 N/A ATEL Capital Group 600 Montgomery Street, 9th Floor San Francisco CA CALIFORNIA 94111 Executive Officer Director Promoter Parent of Manager of Manager of Issuer N/A ATEL Management Services, LLC 600 Montgomery Street, 9th Floor San Francisco CA CALIFORNIA 94111 Executive Officer Director Promoter Manager of Manager of Issuer N/A AGC Managing Member, LLC 600 Montgomery Street, 9th Floor San Francisco CA CALIFORNIA 94111 Executive Officer Director Promoter Manager of Issuer Dean L. Cash 600 Montgomery Street, 9th Floor San Francisco CA CALIFORNIA 94111 Executive Officer Director Promoter K. Choksi Paritosh 600 Montgomery Street, 9th Floor San Francisco CA CALIFORNIA 94111 Executive Officer Director Promoter Other Banking and Financial Services Decline to Disclose 06b false true true true false 25000 ATEL Securities Corporation 17229 ATEL Securities Corporation 17229 600 Montgomery Street, 9th Floor San Francisco CA CALIFORNIA 94111 AK ALASKA AL ALABAMA AR ARKANSAS AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII IA IOWA ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS KY KENTUCKY LA LOUISIANA MA MASSACHUSETTS MD MARYLAND ME MAINE MI MICHIGAN MN MINNESOTA MO MISSOURI MS MISSISSIPPI MT MONTANA NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NV NEVADA NY NEW YORK OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA VT VERMONT WA WASHINGTON WI WISCONSIN WV WEST VIRGINIA WY WYOMING false 35000000 0 35000000 true 0 0 3150000 true 0 700000 true false ATEL Growth Capital Fund 9, LLC /s/ Paritosh K. Choksi Paritosh K. Choksi Exec. VP of Manager of Manager 2014-10-15