0001104659-20-118008.txt : 20201026 0001104659-20-118008.hdr.sgml : 20201026 20201026085223 ACCESSION NUMBER: 0001104659-20-118008 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20201026 DATE AS OF CHANGE: 20201026 EFFECTIVENESS DATE: 20201026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aridis Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001614067 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 320074500 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-378796 FILM NUMBER: 201259177 BUSINESS ADDRESS: STREET 1: 5941 OPTICAL COURT CITY: SAN JOSE STATE: CA ZIP: 95138 BUSINESS PHONE: (408) 385-1742 MAIL ADDRESS: STREET 1: 5941 OPTICAL COURT CITY: SAN JOSE STATE: CA ZIP: 95138 D 1 primary_doc.xml X0708 D LIVE 0001614067 Aridis Pharmaceuticals, Inc. 5941 Optical Court San Jose CA CALIFORNIA 95138 408-385-1742 DELAWARE Aridis Pharmaceuticals LLC None Corporation true Vu Troung 5941 Optical Court San Jose CA CALIFORNIA 95138 Executive Officer Director Chief Executive Officer, Director Eric Patzer 5941 Optical Court San Jose CA CALIFORNIA 95138 Executive Officer Director Secretary, Chairman of the Board of Directors Mike Nazak 5941 Optical Court San Jose CA CALIFORNIA 95138 Executive Officer Chief Financial Officer Susan Windham-Bannister 5941 Optical Court San Jose CA CALIFORNIA 95138 Director Craig Gibbs 5941 Optical Court San Jose CA CALIFORNIA 95138 Director John Hamilton 5941 Optical Court San Jose CA CALIFORNIA 95138 Director Robert Ruffolo, Jr. 5941 Optical Court San Jose CA CALIFORNIA 95138 Director Pharmaceuticals Decline to Disclose 06b false 2020-10-13 false true true true false 0 Cantor Fitzgerald & Co. 134 None None 110 EAST 59TH STREET, 4TH FLOOR New York NY NEW YORK 10022 MD MARYLAND NJ NEW JERSEY Arcadia Securities, LLC 44656 None None 1370 AVENUE OF THE AMERICAS 29TH FL New York NY NEW YORK 10019 MD MARYLAND NJ NEW JERSEY 8429112 8429112 0 false 8 590038 0 0 false Aridis Pharmaceuticals, Inc. /s/ Vu Truong Vu Truong Chief Executive Officer 2020-10-26