0001104659-14-052052.txt : 20140717 0001104659-14-052052.hdr.sgml : 20140717 20140717171412 ACCESSION NUMBER: 0001104659-14-052052 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140717 DATE AS OF CHANGE: 20140717 EFFECTIVENESS DATE: 20140717 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aridis Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001614067 IRS NUMBER: 320074500 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-221323 FILM NUMBER: 14981032 BUSINESS ADDRESS: STREET 1: 5941 OPTICAL COURT CITY: SAN JOSE STATE: CA ZIP: 95138 BUSINESS PHONE: (408) 385-1742 MAIL ADDRESS: STREET 1: 5941 OPTICAL COURT CITY: SAN JOSE STATE: CA ZIP: 95138 D 1 primary_doc.xml X0707 D LIVE 0001614067 Aridis Pharmaceuticals, Inc. 5941 Optical Court San Jose CA CALIFORNIA 95138 408-385-1742 DELAWARE Aridis Pharmaceuticals LLC None Corporation true Vu Truong 5941 Optical Court San Jose CA CALIFORNIA 95138 Executive Officer Director Chief Executive Officer Eric Patzer 5941 Optical Court San Jose CA CALIFORNIA 95138 Director Robert Coughlin 5941 Optical Court San Jose CA CALIFORNIA 95138 Director Fred Kurland 5941 Optical Court San Jose CA CALIFORNIA 95138 Director John Borgeson 5941 Optical Court San Jose CA CALIFORNIA 95138 Executive Officer Chief Financial Officer (Acting) Pharmaceuticals Decline to Disclose 06b false 2014-05-31 false true true true true The company issued units consisting of 1 convertible note and 1 warrant false 250000 3500000 3500000 0 false 9 0 0 0 false Aridis Pharmaceuticals, Inc. /s/ Eric Patzer Eric Patzer Chairman 2014-07-17