0001140361-16-073535.txt : 20160727 0001140361-16-073535.hdr.sgml : 20160727 20160727161639 ACCESSION NUMBER: 0001140361-16-073535 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160727 DATE AS OF CHANGE: 20160727 EFFECTIVENESS DATE: 20160727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIVERSIFIED OPPORTUNITIES FUND LTD. CENTRAL INDEX KEY: 0001614057 IRS NUMBER: 981183207 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-221946 FILM NUMBER: 161786894 BUSINESS ADDRESS: STREET 1: C/O OGIER FIDUCIARY SERVICES (BVI) LTD STREET 2: NEMOURS CHAMBERS, BOX 3170 CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: 00000 BUSINESS PHONE: 212-702-3500 MAIL ADDRESS: STREET 1: C/O OGIER FIDUCIARY SERVICES (BVI) LTD STREET 2: NEMOURS CHAMBERS, BOX 3170 CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: ROCHDALE OFFSHORE GLOBAL DIVERSIFICATION FUND, LTD. DATE OF NAME CHANGE: 20140716 D/A 1 primary_doc.xml X0707 D/A LIVE 0001614057 DIVERSIFIED OPPORTUNITIES FUND LTD. C/O OGIER FIDUCIARY SERVICES (BVI) LTD NEMOURS CHAMBERS, BOX 3170 ROAD TOWN, TORTOLA D8 VIRGIN ISLANDS, BRITISH 00000 212-702-3500 VIRGIN ISLANDS, BRITISH None ROCHDALE OFFSHORE GLOBAL DIVERSIFICATION FUND, LTD. Other A British Virgin Islands Business Company true 2014 Jon C. Hunt c/o Ogier Fiduciary Services (BVI) Ltd. Nemours Chambers, Box 3170 Road Town, Tortola D8 VIRGIN ISLANDS, BRITISH 00000 Director Daniel A. Hanwacker c/o Ogier Fiduciary Services (BVI) Ltd. Nemours Chambers, Box 3170 Road Town, Tortola D8 VIRGIN ISLANDS, BRITISH 00000 Director Jay C. Nadel c/o Ogier Fiduciary Services (BVI) Ltd. Nemours Chambers, Box 3170 Road Town, Tortola D8 VIRGIN ISLANDS, BRITISH 00000 Director n/a City National Rochdale, LLC 400 Park Avenue New York NY NEW YORK 10022 Promoter The Investment Manager of the Issuer. Francesco Michael Gozzillo c/o City National Rochdale, LLC 400 Park Avenue New York NY NEW YORK 10022 Executive Officer Mr. Gozzillo is the Chief Compliance Officer of both the Issuer and the Investment Manager of the Issuer. Mitchell Cepler c/o City National Rochdale, LLC 400 Park Avenue New York NY NEW YORK 10022 Executive Officer Mr. Cepler is the Treasurer and the Chief Financial Officer of the Issuer and the Group Finance Manager of the Investment Manager of the Issuer. Garrett R. D'Alessandro c/o City National Rochdale, LLC 400 Park Avenue New York NY NEW YORK 10022 Executive Officer Promoter Mr. D'Alessandro is the President of the Issuer and the President, Chief Executive Officer and the Chief Investment Officer of the Investment Manager of the Issuer. Kurt Hawkesworth c/o City National Rochdale, LLC 400 Park Avenue New York NY NEW YORK 10022 Executive Officer Mr. Hawkesworth is the Secretary of the Issuer and the Chief Operating Officer of the Investment Manager of the Issuer. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C.7 true 0001140361-15-028931 2014-07-01 true true true Class A Shares. The minimum amount reflected in Item 11 may be waived at the sole discretion of the Investment Manager of the Issuer. false 250000 Indefinite 1323044 Indefinite The total amount sold and the number of investors reflect only sales to US Investors. Redemptions and/or withdrawals are not taken into consideration. false 7 0 0 0 true Certain persons named in Item 3 or affiliates thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such fees cannot be estimated at this time. false DIVERSIFIED OPPORTUNITIES FUND LTD. /s/ Francesco Michael Gozzillo Francesco Michael Gozzillo Chief Compliance Officer of the Issuer 2016-07-27