0001613273-17-000001.txt : 20170213 0001613273-17-000001.hdr.sgml : 20170213 20170213130442 ACCESSION NUMBER: 0001613273-17-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 EFFECTIVENESS DATE: 20170213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Applied Cavitation, Inc. CENTRAL INDEX KEY: 0001613273 IRS NUMBER: 463169359 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-280565 FILM NUMBER: 17597569 BUSINESS ADDRESS: STREET 1: 460 WARD DRIVE STREET 2: E-1 CITY: SANTA BARBARA STATE: CA ZIP: 93111 BUSINESS PHONE: 805-324-4486 MAIL ADDRESS: STREET 1: 460 WARD DRIVE STREET 2: E-1 CITY: SANTA BARBARA STATE: CA ZIP: 93111 D 1 primary_doc.xml X0707 D LIVE 0001613273 Applied Cavitation, Inc. 44 Castilian Drive goleta CA CALIFORNIA 93117 8058451763 CALIFORNIA None None Corporation true 2013 Dana Hankey 3873 Via Las Brisas Santa Barbara CA CALIFORNIA 93110 Executive Officer CEO Craig Allen 350 Chapala St 209 Santa Barbara CA CALIFORNIA 93101 Executive Officer CFO Joseph Capobianco 136 Sumida Gardens Lane 204 goleta CA CALIFORNIA 93117 Executive Officer CTO Marshall Tibbetts 618 Rossmore Road Goleta CA CALIFORNIA 93117 Executive Officer COO Manufacturing $1 - $1,000,000 06b false 2017-02-08 false true false 11250 Colorado Financial Service Corporation 104343 Colorado Financial Service Corporation 104343 304 Inverness Way South Suite 355 Centennial CO COLORADO 80112 CA CALIFORNIA CO COLORADO IL ILLINOIS IN INDIANA false 3500000 61000 3439000 This is a common equity round for up to $3 million with a $500,000 overallotment option and is being placed on a best efforts basis. false 1 300000 true 0 This amount is based on 10% of the $3 million maximum for the round, without the overallotment option. 0 There will be no separate payments to any executive officers, directors or promoters, other than typical salaries for executive officers. false Applied Cavitation, Inc. Craig Allen Craig Allen CFO 2017-02-13