0001613273-16-000006.txt : 20160104 0001613273-16-000006.hdr.sgml : 20160104 20160104133413 ACCESSION NUMBER: 0001613273-16-000006 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160104 DATE AS OF CHANGE: 20160104 EFFECTIVENESS DATE: 20160104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Applied Cavitation, Inc. CENTRAL INDEX KEY: 0001613273 IRS NUMBER: 463169359 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-254392 FILM NUMBER: 161317316 BUSINESS ADDRESS: STREET 1: 460 WARD DRIVE STREET 2: E-1 CITY: SANTA BARBARA STATE: CA ZIP: 93111 BUSINESS PHONE: 805-324-4486 MAIL ADDRESS: STREET 1: 460 WARD DRIVE STREET 2: E-1 CITY: SANTA BARBARA STATE: CA ZIP: 93111 D 1 primary_doc.xml X0707 D LIVE 0001613273 Applied Cavitation, Inc. 44 Castilian Drive goleta CA CALIFORNIA 93117 805-324-4486 CALIFORNIA None None Corporation true 2013 Dana Hankey 3873 Via Las Brisas Santa Barbara CA CALIFORNIA 93110 Executive Officer CEO Craig Allen 350 Chapala Street, 209 Santa Barbara CA CALIFORNIA 93101 Executive Officer CFO Marshall Tibbetts 618 Rossmore Road goleta CA CALIFORNIA 93117 Executive Officer COO Joseph Capobianco 136 Sumida GardensLane #204 goleta CA CALIFORNIA 93117 Executive Officer CTO Other Technology $1 - $1,000,000 06b false 2015-12-24 false true false 10000 Ramin Azar 104343 Colorado Financial None 304 Inverness Way South Suite 355 Centennial CO COLORADO 80112 CA CALIFORNIA CO COLORADO FL FLORIDA IL ILLINOIS IN INDIANA TX TEXAS false 2000000 10000 1990000 $1.5 million preferred equity round with $500,000 over-allotment option false 1 0 0 We have not engaged any broker/dealers for this round, but have the option to engage broker/dealers and to pay them up to 10% cash and 10% warrant coverage as compensation. 0 No direct payments from proceeds to executive officers are anticipated. false Applied Cavitation, Inc. Craig Allen Craig Allen CFO 2016-01-04