0001613273-14-000004.txt : 20141204 0001613273-14-000004.hdr.sgml : 20141204 20141204154527 ACCESSION NUMBER: 0001613273-14-000004 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20141204 DATE AS OF CHANGE: 20141204 EFFECTIVENESS DATE: 20141204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Applied Cavitation, Inc. CENTRAL INDEX KEY: 0001613273 IRS NUMBER: 463169359 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-229481 FILM NUMBER: 141266387 BUSINESS ADDRESS: STREET 1: 460 WARD DRIVE STREET 2: E-1 CITY: SANTA BARBARA STATE: CA ZIP: 93111 BUSINESS PHONE: 805-324-4486 MAIL ADDRESS: STREET 1: 460 WARD DRIVE STREET 2: E-1 CITY: SANTA BARBARA STATE: CA ZIP: 93111 D 1 primary_doc.xml X0707 D LIVE 0001613273 Applied Cavitation, Inc. 460 WARD DRIVE E-1 SANTA BARBARA CA CALIFORNIA 93111 805-324-4486 CALIFORNIA None None Corporation true 2013 Dana Hankey 3873 Via Las Brisas Santa Barbara CA CALIFORNIA 93110 Executive Officer CEO Craig Allen 350 Chapala Street 209 Santa Barbara CA CALIFORNIA 93101 Executive Officer CFO Marshall Tibbetts 460 Ward Drive SANTA BARBARA CA CALIFORNIA 93111 Executive Officer COO Joseph Capobianco 460 Ward Drive SANTA BARBARA CA CALIFORNIA 93111 Executive Officer CTO Other Technology $1 - $1,000,000 06b false 2014-10-10 false true false 13500 Spencer Edwards, Inc. 22067 Spencer Edwards, Inc. 22067 6851 South Holly Circle Suite 200 Centennial CO COLORADO 80112 AZ ARIZONA CO COLORADO WA WASHINGTON false 3024000 703800 2320200 This round closed on December 3, 2014 with $703,800 raised in total. No further efforts will be made to raise funds on this round. false 7 88823 0 There was a 10% commission and an additional 3% charge for expenses. However, we also had a bridge loan of $162,000, which was converted to equity Units, which cost 16%, instead of 13% on remainder of $703,800, or $541,800. The total was $88,823 0 true Executive officers will not receive any direct proceeds from this round, other than their normal salaries. false Applied Cavitation, Inc. Craig D. Allen Craig Allen CFO 2014-12-04