0001612343-15-000001.txt : 20150701 0001612343-15-000001.hdr.sgml : 20150701 20150701135453 ACCESSION NUMBER: 0001612343-15-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150701 DATE AS OF CHANGE: 20150701 EFFECTIVENESS DATE: 20150701 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Essex Woodlands Fund IX, L.P. CENTRAL INDEX KEY: 0001612343 IRS NUMBER: 471044766 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-220267 FILM NUMBER: 15964353 BUSINESS ADDRESS: STREET 1: 21 WATERWAY AVENUE, SUITE 225 CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: 281-364-1555 MAIL ADDRESS: STREET 1: 21 WATERWAY AVENUE, SUITE 225 CITY: THE WOODLANDS STATE: TX ZIP: 77380 D/A 1 primary_doc.xml X0707 D/A LIVE 0001612343 Essex Woodlands Fund IX, L.P. 21 WATERWAY AVENUE, SUITE 225 THE WOODLANDS TX TEXAS 77380 281-364-1555 DELAWARE None None Limited Partnership true 2014 Martin P. Sutter 21 Waterway Avenue, Suite 225 The Woodlands TX TEXAS 77380 Executive Officer Petri T. Vainio, MD, PhD Berkeley Square House Berkeley Square London X0 UNITED KINGDOM W1J 6BR Executive Officer Ron Eastman 335 Bryant Street, 3rd Floor Palo Alto CA CALIFORNIA 94301 Executive Officer Steve Wiggins 280 park Avenue, 27th Floor East New York NY NEW YORK 10017 Executive Officer Richard Scott Barry 280 park Avenue, 27th Floor East New York NY NEW YORK 10017 Executive Officer Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 true 0001612343-14-000001 2014-06-17 true true false 0 Eaton Partners, LLC 31170 None None 131 Rowayton Avenue Rowayton CT CONNECTICUT 068553 true 750000000 360500000 389500000 false 12 2300000 true 0 10000000 true Annual management fee payable to an affiliate. Amount to be paid, number of years to be paid and extent to be paid out of gross proceeds unknown at this time. false Essex Woodlands Fund IX, L.P. /s/ Richard Scott Barry Richard Scott Barry Managing Director 2015-06-30