0001140361-14-035596.txt : 20140915 0001140361-14-035596.hdr.sgml : 20140915 20140915111948 ACCESSION NUMBER: 0001140361-14-035596 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20140915 DATE AS OF CHANGE: 20140915 EFFECTIVENESS DATE: 20140915 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DELPHIN DYNAMIC ALLOCATION FUND LTD. CENTRAL INDEX KEY: 0001612316 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-224709 FILM NUMBER: 141102479 BUSINESS ADDRESS: STREET 1: 122 MARY STREET STREET 2: ZEPHYR HOUSE, 5TH FLOOR CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1109 BUSINESS PHONE: 203-614-1300 MAIL ADDRESS: STREET 1: 122 MARY STREET STREET 2: ZEPHYR HOUSE, 5TH FLOOR CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1109 D 1 primary_doc.xml X0707 D LIVE 0001612316 DELPHIN DYNAMIC ALLOCATION FUND LTD. 122 MARY STREET ZEPHYR HOUSE, 5TH FLOOR GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1109 203-614-1300 CAYMAN ISLANDS None None Other An exempted company incorporated under the laws of the Cayman Islands. true 2014 n/a Delphin Investments, LLC 46 Southfield Avenue Suite 205 Stamford CT CONNECTICUT 06902 Promoter The Investment Manager of the Issuer. Guy-Max Delphin c/o Delphin Investments, LLC 46 Southfield Avenue, Suite 205 Stamford CT CONNECTICUT 06902 Director Promoter Mr. Delphin is the founder, Chief Executive Officer and Chief Investment Officer of the Investment Manager of the Issuer. Marci McCarthy, Ph.D c/o Delphin Investments, LLC 46 Southfield Avenue, Suite 205 Stamford CT CONNECTICUT 06902 Director Promoter Dr. McCarthy is a Managing Partner and Senior Economic Advisor of the Investment Manager of the Issuer. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C.1 false 2014-09-01 true true true Shares. false 100000 Indefinite 2500000 Indefinite false 1 0 0 0 true Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering including management fees, the amounts of which cannot be estimated at this time. false DELPHIN DYNAMIC ALLOCATION FUND LTD. /s/ Guy-Max Delphin Guy-Max Delphin Director 2014-09-15