0001610895-14-000003.txt : 20140619 0001610895-14-000003.hdr.sgml : 20140619 20140619132215 ACCESSION NUMBER: 0001610895-14-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140619 DATE AS OF CHANGE: 20140619 EFFECTIVENESS DATE: 20140619 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Castle Rock Alternative Investments, LLC CENTRAL INDEX KEY: 0001610935 IRS NUMBER: 463322617 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-219498 FILM NUMBER: 14930062 BUSINESS ADDRESS: STREET 1: 251 E. SOUTHLAKE BLVD., STE. 100 CITY: SOUTHLAKE STATE: TX ZIP: 76092 BUSINESS PHONE: 800-277-8464 MAIL ADDRESS: STREET 1: 251 E. SOUTHLAKE BLVD., STE. 100 CITY: SOUTHLAKE STATE: TX ZIP: 76092 D 1 primary_doc.xml X0707 D LIVE 0001610935 Castle Rock Alternative Investments, LLC 251 E. SOUTHLAKE BLVD., STE. 100 SOUTHLAKE TX TEXAS 76092 800-277-8464 TEXAS None None Limited Liability Company true 2014 Charles Welde 330 Kennett Pike, Suite 201 Chadds Ford PA PENNSYLVANIA 19317 Director Manager Pooled Investment Fund Private Equity Fund false No Revenues 06b false true false true false 50000 5000000 0 5000000 false 0 0 0 No commissions or fees paid on the raise of funds. Fees are only paid for services to the fund. 0 Fees may only be paid from assets derived from purchasing agent activities of the fund; to a max of 10%. Raised proceeds may not be used for fees. Also, Manager will receive a 2% backend management fee on all distributions to LLC members. false Castle Rock Alternative Investments, LLC by Joseph Barkate Joseph Barkate Agent, Castle Rock Alternative Investments, LLC 2014-06-19