0001610858-14-000001.txt : 20140613 0001610858-14-000001.hdr.sgml : 20140613 20140613160444 ACCESSION NUMBER: 0001610858-14-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140613 DATE AS OF CHANGE: 20140613 EFFECTIVENESS DATE: 20140613 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nomura Japan Dual Alpha Fund, Ltd. CENTRAL INDEX KEY: 0001610858 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-219188 FILM NUMBER: 14910118 BUSINESS ADDRESS: STREET 1: 309 WEST 49TH STREET, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-667-1414 MAIL ADDRESS: STREET 1: 309 WEST 49TH STREET, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 D 1 primary_doc.xml X0707 D LIVE 0001610858 Nomura Japan Dual Alpha Fund, Ltd. 309 WEST 49TH STREET, 19TH FLOOR NEW YORK NY NEW YORK 10019 212-667-1414 CAYMAN ISLANDS None None Other Cayman Island Exempt true 2014 - Nomura Asset Management U.S.A. Inc. Worldwide Plaza 309 West 49th Street, 19th FL New York NY NEW YORK 10019 Promoter Investment Manager Tim Woolaver c/o Nomura Asset Management U.S.A. Inc. 309 West 49th Street, 19th FL New York NY NEW YORK 10019 Director Yutaka Itabashi c/o Nomura Asset Management U.S.A. Inc. 309 West 49th Street, 19th FL New York NY NEW YORK 10019 Director Ian Goodall c/o Nomura Asset Management U.S.A. Inc. 309 West 49th Street, 19th FL New York NY NEW YORK 10019 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 false 2014-05-30 true true false 1000000 Indefinite 8860000 Indefinite false 1 0 0 0 true false Nomura Japan Dual Alpha Fund, Ltd. /s/ Yutaka Itabashi Yutaka Itabashi Director 2014-06-12