0001393725-14-000104.txt : 20140613 0001393725-14-000104.hdr.sgml : 20140613 20140613164825 ACCESSION NUMBER: 0001393725-14-000104 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140613 DATE AS OF CHANGE: 20140613 EFFECTIVENESS DATE: 20140613 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Legacy Harmony, Ltd. CENTRAL INDEX KEY: 0001609858 IRS NUMBER: 981140738 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-219200 FILM NUMBER: 14910570 BUSINESS ADDRESS: STREET 1: C/O LEGACY PARTNERS STREET 2: 1999 AVENUE OF THE STARS, SUITE 2590 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 424-777-0776 MAIL ADDRESS: STREET 1: C/O LEGACY PARTNERS STREET 2: 1999 AVENUE OF THE STARS, SUITE 2590 CITY: LOS ANGELES STATE: CA ZIP: 90067 D 1 primary_doc.xml X0707 D LIVE 0001609858 Legacy Harmony, Ltd. C/O LEGACY PARTNERS 1999 AVENUE OF THE STARS, SUITE 2590 LOS ANGELES CA CALIFORNIA 90067 424-777-0776 CAYMAN ISLANDS None None Corporation true 2013 Robert Choi 1999 Avenue of the Stars, Suite 2590 Los Angeles CA CALIFORNIA 90067 Director James Gertler 1999 Avenue of the Stars, Suite 2590 Los Angeles CA CALIFORNIA 90067 Director Russell Riopelle 1999 Avenue of the Stars, Suite 2590 Los Angeles CA CALIFORNIA 90067 Director Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 false 2014-06-02 false true false 0 Stifel, Nicolaus and Company, Incorporated 793 None None 501 N. Broadway St. Louis MO MISSOURI 63102 All States false Morgan Stanley Smith Barney LLC 149777 None None 2000 Westchester Avenue Purchase NY NEW YORK 10577-2530 All States false Indefinite 112332500 Indefinite false 149 722500 true 0 true The issuer's investment manager will also pay a trailing placement fee to Morgan Stanley Smith Barney LLC with respect to purchases of interests by Morgan Stanley Smith Barney LLC clients at an annual rate equal to 0.60% of the purchase price. 0 Customary advisory fees are paid by the issuer to the Investment Manager as provided for in the Investment Management Agreement between the issuer and the Investment Manager. false Legacy Harmony, Ltd. /s/ Robert Choi Robert Choi Director 2014-06-13