0001609059-14-000004.txt : 20140527 0001609059-14-000004.hdr.sgml : 20140526 20140527165417 ACCESSION NUMBER: 0001609059-14-000004 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20140527 DATE AS OF CHANGE: 20140527 EFFECTIVENESS DATE: 20140527 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pre-IPO Opportunities Fund LLC CENTRAL INDEX KEY: 0001609059 IRS NUMBER: 464943732 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-218075 FILM NUMBER: 14870465 BUSINESS ADDRESS: STREET 1: 470 PARK AVENUE SOUTH, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 917-386-6220 MAIL ADDRESS: STREET 1: 470 PARK AVENUE SOUTH, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: Pre-IPO Opportunities Fund DATE OF NAME CHANGE: 20140523 D 1 primary_doc.xml X0707 D LIVE 0001609059 Pre-IPO Opportunities Fund LLC 470 PARK AVENUE SOUTH, 9TH FLOOR NEW YORK NY NEW YORK 10016 917-386-6220 DELAWARE Pre-IPO Opportunities Fund Limited Liability Company true 2014 Robert Spiegel 470 Park Avenue South, 9th Fl. New York NY NEW YORK 10016 Executive Officer Mr. Spiegel is Principal of the Managing Member, PIPO Management LLC Pooled Investment Fund Private Equity Fund false No Revenues 06b 3C 3C.1 false 2014-05-13 true true true false 65000 Dinosoaur Securities, LLC 104446 Robert Spiegel 1671044 470 Park Avenue South, 9th Fl. New York NY NEW YORK 10016 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS VT VERMONT VA VIRGINIA WA WASHINGTON WI WISCONSIN false Indefinite 365000 Indefinite false 5 0 true 0 Placement agent may receive commissions of 8% of gross proceeds of the offering 0 true Managing member shall receive a management fee of a percentage of investments under management. Affiliate of managing member may receive back end fees. false Pre-IPO Opportunities Fund LLC /s/ Robert Spiegel Robert Spiegel Principal of Managing Member, PIPO Management LLC 2014-05-27