0000898822-14-000299.txt : 20140701 0000898822-14-000299.hdr.sgml : 20140701 20140630191847 ACCESSION NUMBER: 0000898822-14-000299 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140701 DATE AS OF CHANGE: 20140630 EFFECTIVENESS DATE: 20140701 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Paine & Partners Capital Fund IV, L.P. CENTRAL INDEX KEY: 0001608590 IRS NUMBER: 981115200 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-220130 FILM NUMBER: 14950381 BUSINESS ADDRESS: STREET 1: 190 ELGIN AVENUE CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9005 BUSINESS PHONE: (212) 379-7288 MAIL ADDRESS: STREET 1: 190 ELGIN AVENUE CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9005 D 1 primary_doc.xml X0707 D LIVE 0001608590 Paine & Partners Capital Fund IV, L.P. 190 ELGIN AVENUE GEORGE TOWN E9 CAYMAN ISLANDS KY1-9005 (212) 379-7288 CAYMAN ISLANDS None None Limited Partnership true 2013 N/A Paine & Partners Capital Fund IV GP, L.P. 190 Elgin Avenue George Town E9 CAYMAN ISLANDS KY1-9005 Promoter General Partner of the Issuer N/A Paine & Partners Capital Fund IV GP, Ltd. 190 Elgin Avenue George Town E9 CAYMAN ISLANDS KY1-9005 Promoter General Partner of the General Partner of the Issuer W. Dexter Paine, III 461 Fifth Avenue 17th Floor New York NY NEW YORK 10017 Director Director of the General Partner of the General Partner of the Issuer Kevin M. Schwartz 71 South Wacker Drive Suite 1875 Chicago IL ILLINOIS 60606 Director Director of the General Partner of the General Partner of the Issuer Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 false true false true false 10000000 Probitas Funds Group LLC 115876 Probitas Funds Group LLC 115876 425 California Street Suite 2300 San Francisco CA CALIFORNIA 94104 AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA IA IOWA KY KENTUCKY ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI MT MONTANA NE NEBRASKA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN false 850000000 0 850000000 false 0 7935000 true 0 Sales commissions represent an estimate of the total sales commissions to be paid to the entity listed in Item 12 above over time as a result of the anticipated sales of interests in the Issuer and/or certain related entities. 0 As disclosed in Issuer's confidential offering materials, the Issuer's investment manager, an affiliate of the General Partner of the Issuer, will receive a management fee from the Issuer. false Paine & Partners Capital Fund IV, L.P. W. Dexter Paine, III W. Dexter Paine, III Director of the GP of the GP of the Issuer 2014-06-30