0001607986-14-000002.txt : 20141119 0001607986-14-000002.hdr.sgml : 20141119 20141119171413 ACCESSION NUMBER: 0001607986-14-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20141119 DATE AS OF CHANGE: 20141119 EFFECTIVENESS DATE: 20141119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RCS CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001607986 IRS NUMBER: 464115004 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-217718 FILM NUMBER: 141236597 BUSINESS ADDRESS: STREET 1: 405 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-415-6500 MAIL ADDRESS: STREET 1: 405 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0707 D/A LIVE 0001607986 RCS CAPITAL MANAGEMENT, LLC 405 PARK AVENUE 14th Floor NEW YORK NY NEW YORK 10022 866-904-2988 DELAWARE None None Limited Liability Company true 2013 Nicholas S Schorsch 405 Park Avenue 14th Floor New York NY NEW YORK 10022 Executive Officer Promoter Member, Manager and Co-Chief Executive Officer William M Kahane 405 Park Avenue 14th Floor New York NY NEW YORK 10022 Executive Officer Promoter Member, Manager and Co-Chief Executive Officer Edward Michael Weil, Jr. 405 Park Avenue 14th Floor New York NY NEW YORK 10022 Executive Officer Promoter Member, Manager and President, Treasurer and Secretary Peter M Budko 405 Park Avenue 14th Floor New York NY NEW YORK 10022 Executive Officer Promoter Member and Chief Investment Officer Brian S Block 405 Park Avenue 14th Floor New York NY NEW YORK 10022 Promoter Member Brian D. Jones 405 Park Avenue 14th Floor New York NY NEW YORK 10022 Executive Officer Chief Financial Officer Other Banking and Financial Services Decline to Disclose 06b true 0001607986-14-000001 2014-04-29 false true true Membership Interests false 0 15300000 15300000 0 false 5 0 0 0 false RCS CAPITAL MANAGEMENT, LLC /s/William M. Kahane William M. Kahane Member, Manager and Co-Chief Executive Officer 2014-11-19