0001607844-14-000001.txt : 20140513 0001607844-14-000001.hdr.sgml : 20140513 20140512181934 ACCESSION NUMBER: 0001607844-14-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140513 DATE AS OF CHANGE: 20140512 EFFECTIVENESS DATE: 20140513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WATERFALL HOLDINGS, INC. CENTRAL INDEX KEY: 0001607844 IRS NUMBER: 415226591 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-217218 FILM NUMBER: 14834804 BUSINESS ADDRESS: STREET 1: JOHN HANCOCK TOWER STREET 2: 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-516-2000 MAIL ADDRESS: STREET 1: JOHN HANCOCK TOWER STREET 2: 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 D 1 primary_doc.xml X0707 D LIVE 0001607844 WATERFALL HOLDINGS, INC. JOHN HANCOCK TOWER 200 CLARENDON STREET BOSTON MA MASSACHUSETTS 02116 617-516-2000 DELAWARE None None Corporation true 2014 DAVID HUMPHREY JOHN HANCOCK TOWER 200 CLARENDON STREET BOSTON MA MASSACHUSETTS 02116 Director IAN LORING JOHN HANCOCK TOWER 200 CLARENDON STREET BOSTON MA MASSACHUSETTS 02116 Director DARREN ABRAHAMSON JOHN HANCOCK TOWER 200 CLARENDON STREET BOSTON MA MASSACHUSETTS 02116 Director JAY HALADAY JOHN HANCOCK TOWER 200 CLARENDON STREET BOSTON MA MASSACHUSETTS 02116 Executive Officer Director CEO, PRESIDENT AND CHAIRMAN JAMES PAULSON JOHN HANCOCK TOWER 200 CLARENDON STREET BOSTON MA MASSACHUSETTS 02116 Executive Officer SECRETARY BENJAMIN ERTISCHEK JOHN HANCOCK TOWER 200 CLARENDON STREET BOSTON MA MASSACHUSETTS 02116 Executive Officer TREASURER Other Not Applicable 06b false 2014-05-05 false true true EQUITY INTERESTS OF ISSUER ARE BEING OFFERED TO (I) INVESTORS FUNDING THE ACQUISITION OF A TARGET BY ISSUER'S SUBSIDIARY AND (II) CERTAIN MEMBERS OF MANAGEMENT WHO HELD EQUITY INTERESTS IN THE ACQUISITION TARGET. 207735 Indefinite 283602890 Indefinite true 0 16 0 0 0 false WATERFALL HOLDINGS, INC. /S/ BENJAMIN ERTISCHEK BENJAMIN ERTISCHEK TREASURER 2014-05-09