0001566114-14-000071.txt : 20141009 0001566114-14-000071.hdr.sgml : 20141009 20141008195102 ACCESSION NUMBER: 0001566114-14-000071 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20141009 DATE AS OF CHANGE: 20141008 EFFECTIVENESS DATE: 20141009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAIS OZMF LLC CENTRAL INDEX KEY: 0001607350 IRS NUMBER: 463957714 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-217070 FILM NUMBER: 141149042 BUSINESS ADDRESS: STREET 1: CAPITAL INTEGRATION SYSTEMS LLC, STREET 2: 598 MADISON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212- 790-0000 MAIL ADDRESS: STREET 1: CAPITAL INTEGRATION SYSTEMS LLC, STREET 2: 598 MADISON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0707 D/A LIVE 0001607350 CAIS OZMF LLC CAPITAL INTEGRATION SYSTEMS LLC, 598 MADISON AVENUE, 11TH FLOOR NEW YORK NY NEW YORK 10022 212- 790-0000 DELAWARE None None Limited Liability Company true 2013 n/a Capital Integration Systems LLC 598 Madison Avenue,11th Floor New York NY NEW YORK 10022 Promoter Managing Member Matthew C. Brown Capital Integration Systems LLC 598 Madison Avenue, 11th Floor New York NY NEW YORK 10022 Executive Officer Managing Principal of the Managing Member Rafay H. Farooqui Capital Integration Systems LLC 598 Madison Avenue, 11th Floor New York NY NEW YORK 10022 Executive Officer Managing Principal of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001566114-14-000036 2013-11-01 true true false 100000 D. A. Davidson & Co. 199 None None 8 Third Street North Great Falls MT MONTANA 59401 All States false Dominick & Dominick, LLC 7344 None None 150 East 52nd Street 3rd Floor New York NY NEW YORK 10022 All States false Summit Equities, LLC 11039 None None 4 Campus Dr. Parsippany NJ NEW JERSEY 07054 All States false HighTower Securities, LLC 116681 None None 200 West Madison Street Suite 2500 Chicago IL ILLINOIS 60606 All States false Indefinite 25901740 Indefinite false 72 10417 0 0 false CAIS OZMF LLC /s/ Timothy B. Shannon Timothy B. Shannon Chief Operations Officer, Capital Integration Systems LLC 2014-10-08