0001607346-18-000001.txt : 20180612 0001607346-18-000001.hdr.sgml : 20180612 20180612130942 ACCESSION NUMBER: 0001607346-18-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20180612 DATE AS OF CHANGE: 20180612 EFFECTIVENESS DATE: 20180612 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAIS OZMF Ltd. CENTRAL INDEX KEY: 0001607346 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-217071 FILM NUMBER: 18894080 BUSINESS ADDRESS: STREET 1: CAPITAL INTEGRATION SYSTEMS LLC, STREET 2: 598 MADISON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212- 790-0000 MAIL ADDRESS: STREET 1: CAPITAL INTEGRATION SYSTEMS LLC, STREET 2: 598 MADISON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0708 D/A LIVE 0001607346 CAIS OZMF Ltd. CAPITAL INTEGRATION SYSTEMS LLC, 527 MADISON AVENUE, 2ND FLOOR NEW YORK NY NEW YORK 10022 212- 790-0000 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true 2013 n/a Capital Integration Systems LLC 527 Madison Avenue, 2nd Floor New York NY NEW YORK 10022 Promoter Sponsor Matthew C. Brown Capital Integration Systems LLC 527 Madison Avenue,2nd Floor New York NY NEW YORK 10022 Executive Officer Managing Principal of Sponsor Sam Ellis MaplesFS Limited P.O. Box 1093, Boundary Hall Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Omar Wright MaplesFS Limited P.O. Box 1093, Boundary Hall Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001607346-17-000001 2013-11-01 true true false 100000 D. A. Davidson & Co. 199 None None 8 Third Street North Great Falls MT MONTANA 59401 RI RHODE ISLAND VT VERMONT HI HAWAII ME MAINE VA VIRGINIA MI MICHIGAN DE DELAWARE ID IDAHO IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS IL ILLINOIS UT UTAH IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO AK ALASKA AL ALABAMA TX TEXAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO WY WYOMING FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA WI WISCONSIN KY KENTUCKY KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA false Summit Equities, LLC 11039 None None 4 Campus Dr. Parsippany NJ NEW JERSEY 07054 VT VERMONT RI RHODE ISLAND HI HAWAII NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA ME MAINE VA VIRGINIA MI MICHIGAN OH OHIO DE DELAWARE WY WYOMING FL FLORIDA IA IOWA MD MARYLAND MA MASSACHUSETTS SD SOUTH DAKOTA SC SOUTH CAROLINA AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA CT CONNECTICUT DC DISTRICT OF COLUMBIA MN MINNESOTA WI WISCONSIN AZ ARIZONA KY KENTUCKY MO MISSOURI KS KANSAS OR OREGON MT MONTANA LA LOUISIANA NH NEW HAMPSHIRE WA WASHINGTON NJ NEW JERSEY PR PUERTO RICO NM NEW MEXICO AK ALASKA TX TEXAS AL ALABAMA CO COLORADO PA PENNSYLVANIA NC NORTH CAROLINA NE NEBRASKA false Dominick & Dominick LLC 7344 None None 150 East 52nd Street 3rd Floor New York NY NEW YORK 10022 RI RHODE ISLAND VT VERMONT HI HAWAII ME MAINE VA VIRGINIA MI MICHIGAN DE DELAWARE ID IDAHO IA IOWA MD MARYLAND MA MASSACHUSETTS IL ILLINOIS UT UTAH IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NJ NEW JERSEY PR PUERTO RICO NM NEW MEXICO AK ALASKA AL ALABAMA TX TEXAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO WY WYOMING FL FLORIDA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA KY KENTUCKY WI WISCONSIN KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA false Macquarie Capital (USA) Inc. 36368 None None 125 West 55th Street Level 22 New York NY NEW YORK 10019 All States false Arete Wealth Management LLC 44856 None None 1101 W Lake Street 1st Floor Chicago IL ILLINOIS 60607 RI RHODE ISLAND VT VERMONT HI HAWAII ME MAINE VA VIRGINIA MI MICHIGAN DE DELAWARE ID IDAHO IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS IL ILLINOIS UT UTAH IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO AK ALASKA AL ALABAMA TX TEXAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO WY WYOMING FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA WI WISCONSIN KY KENTUCKY KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA false Wunderlich Securities Inc. 2543 None None 6000 Poplar Avenue Suite 150 Memphis TN TENNESSEE 38119 All States false Indefinite 16012585 Indefinite false 76 60700 true 0 0 false CAIS OZMF Ltd. Timothy Shannon Timothy Shannon President 2018-06-12