0001607193-14-000002.txt : 20140505 0001607193-14-000002.hdr.sgml : 20140505 20140505152841 ACCESSION NUMBER: 0001607193-14-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20140505 DATE AS OF CHANGE: 20140505 EFFECTIVENESS DATE: 20140505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: New Cap Financial, LLC CENTRAL INDEX KEY: 0001607193 IRS NUMBER: 455251296 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-216799 FILM NUMBER: 14813142 BUSINESS ADDRESS: STREET 1: C/O FERNWOOD INVESTMENT MANAGEMENT, LLC STREET 2: 400 CROWN COLONY DRIVE, SUITE 101 CITY: QUINCY STATE: MA ZIP: 02169 BUSINESS PHONE: 802-436-4300 MAIL ADDRESS: STREET 1: C/O FERNWOOD INVESTMENT MANAGEMENT, LLC STREET 2: 400 CROWN COLONY DRIVE, SUITE 101 CITY: QUINCY STATE: MA ZIP: 02169 D 1 primary_doc.xml X0707 D LIVE 0001607193 New Cap Financial, LLC C/O FERNWOOD INVESTMENT MANAGEMENT, LLC 400 CROWN COLONY DRIVE, SUITE 101 QUINCY MA MASSACHUSETTS 02169 802-436-4300 DELAWARE None None Limited Liability Company true 2014 Thatcher Fields 400 Crown Colony Drive Suite 101 Quincy MA MASSACHUSETTS 02169 Director Promoter Manager and Organizer Thomas Reilly 400 Crown Colony Drive Suite 101 Quincy MA MASSACHUSETTS 02169 Director Promoter Manager and Organizer Lawrence Rosenfeld 130 Bellevue Avenue Newport RI RHODE ISLAND 02840 Promoter Organizer Investing Decline to Disclose 06b 3C 3C.1 false 2014-04-22 false true false 50000 3000000 1200000 1800000 false 3 0 0 0 false New Cap Financial, LLC Thomas Reilly Thomas Reilly Manager 2014-05-05