0000943663-17-000003.txt : 20170104 0000943663-17-000003.hdr.sgml : 20170104 20170104142929 ACCESSION NUMBER: 0000943663-17-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170104 DATE AS OF CHANGE: 20170104 EFFECTIVENESS DATE: 20170104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO ST Floating NAV III Subsidiary LLC CENTRAL INDEX KEY: 0001606472 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-222101 FILM NUMBER: 17504760 BUSINESS ADDRESS: STREET 1: C/O PACIFIC INVESTMENT MGMT COMPANY LLC STREET 2: 840 NEWPORT CENTER DRIVE, SUITE 100 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-720-6000 MAIL ADDRESS: STREET 1: C/O PACIFIC INVESTMENT MGMT COMPANY LLC STREET 2: 840 NEWPORT CENTER DRIVE, SUITE 100 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 D/A 1 primary_doc.xml X0707 D/A LIVE 0001606472 PIMCO ST Floating NAV III Subsidiary LLC C/O PACIFIC INVESTMENT MGMT COMPANY LLC 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 949-720-6000 DELAWARE None None Limited Liability Company true 2014 n/a Pacific Investment Management Company LLC 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Promoter Investment manager of the Issuer ("Investment Manager") David L. Braun 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Jennifer S. Bridwell 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Richard H. Clarida 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager William G. De Leon 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Edward Devlin 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Jennifer E. Durham 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Mohsen Fahmi 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Joachim Fels 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager David N. Fisher 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager David C. Flattum 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Michael A. Gomez 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Brent R. Harris 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Douglas M. Hodge 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Jonathan L. Horne 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Daniel Hyman 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Daniel J. Ivascyn 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Lew W. Jacobs IV 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Andrew R. Jessop 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Nicolas J. Johnson 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Mark R. Kiesel 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Kimberley G. Korinke 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Richard R. LeBrun 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Sudesh N. Mariappa 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Scott A. Mather 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Ravi K. Mattu 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Mohit Mittal 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager James F. Moore 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Alfred T. Murata 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager John W. Murray 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Thomas J. Otterbein 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Stephen A. Rodosky 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Jerome M. Schneider 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Marc P. Seidner 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Robin C. Nabors Shanahan 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Thibault C. Stracke 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Peter G. Strelow 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Eric M. Sutherland 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Joshua T. Thimons 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Andrew T. Vaden 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Qi Wang 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Candice S. Whitten 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Susan L. Wilson 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Mihir P. Worah 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Robert O. Young 650 Newport Center Drive NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Robert O. Young 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Managing Director of the Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000943663-14-000142 2014-07-24 false true false 100000 Indefinite 2540527795 Indefinite false 1 0 0 0 false PIMCO ST Floating NAV III Subsidiary LLC /s/ Peter G. Strelow Peter G. Strelow Managing Director of the Investment Manager 2017-01-04