0001606113-14-000001.txt : 20140424 0001606113-14-000001.hdr.sgml : 20140424 20140424121813 ACCESSION NUMBER: 0001606113-14-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140424 DATE AS OF CHANGE: 20140424 EFFECTIVENESS DATE: 20140424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AvePoint, Inc. CENTRAL INDEX KEY: 0001606113 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-216178 FILM NUMBER: 14780859 BUSINESS ADDRESS: STREET 1: HARBORSIDE FINANCIAL CENTER, PLAZA 10 STREET 2: 3 SECOND STREET, 9TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07311 BUSINESS PHONE: 201-793-1111 MAIL ADDRESS: STREET 1: HARBORSIDE FINANCIAL CENTER, PLAZA 10 STREET 2: 3 SECOND STREET, 9TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07311 D 1 primary_doc.xml X0707 D LIVE 0001606113 AvePoint, Inc. HARBORSIDE FINANCIAL CENTER, PLAZA 10 3 SECOND STREET, 9TH FLOOR JERSEY CITY NJ NEW JERSEY 07311 201-793-1111 DELAWARE None None Corporation true Tianyi Jiang Harborside Financial Center, Plaza 10 3 Second St., 9th Floor Jersey City NJ NEW JERSEY 07311 Executive Officer Director Xunkai Gong Harborside Financial Center, Plaza 10 3 Second St., 9th Floor Jersey City NJ NEW JERSEY 07311 Executive Officer Director David Campbell Harborside Financial Center, Plaza 10 3 Second St., 9th Floor Jersey City NJ NEW JERSEY 07311 Director Hyung Ra Lim Harborside Financial Center, Plaza 10 3 Second St., 9th Floor Jersey City NJ NEW JERSEY 07311 Executive Officer Brian Brown Harborside Financial Center, Plaza 10 3 Second St., 9th Floor Jersey City NJ NEW JERSEY 07311 Executive Officer George Petrou Harborside Financial Center, Plaza 10 3 Second St., 9th Floor Jersey City NJ NEW JERSEY 07311 Director Other Technology Decline to Disclose 06b false 2014-04-11 false true true Preferred Stock that can convert into Common Stock. false 0 RBC Capital Markets, LLC 31194 None None 3 World Financial Center 200 Vesey Street New York NY NEW YORK 10281 CA CALIFORNIA IL ILLINOIS MD MARYLAND MA MASSACHUSETTS NY NEW YORK false 89999992 89999992 0 false 4 1800000 0 7250018 true false AvePoint, Inc. /s/ Brian Brown Brian Brown General Counsel and Acting Secretary 2014-04-24