0001605845-17-000002.txt : 20170821 0001605845-17-000002.hdr.sgml : 20170821 20170821132230 ACCESSION NUMBER: 0001605845-17-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170821 DATE AS OF CHANGE: 20170821 EFFECTIVENESS DATE: 20170821 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ETHOS LENDING INC. CENTRAL INDEX KEY: 0001605845 IRS NUMBER: 463676810 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-293191 FILM NUMBER: 171042779 BUSINESS ADDRESS: STREET 1: 180 MONTGOMERY STREET STREET 2: SUITE 1000 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: (415) 780-7400 MAIL ADDRESS: STREET 1: 180 MONTGOMERY STREET STREET 2: SUITE 1000 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 FORMER COMPANY: FORMER CONFORMED NAME: Ethos Lending LLC DATE OF NAME CHANGE: 20140416 D 1 primary_doc.xml X0708 D LIVE 0001605845 ETHOS LENDING INC. 180 MONTGOMERY STREET SUITE 1000 SAN FRANCISCO CA CALIFORNIA 94104 (415) 780-7400 DELAWARE Ethos Lending LLC Corporation true 2017 Adam Carmel 180 Montgomery Street Suite 1000 San Francisco CA CALIFORNIA 94104 Executive Officer Director Mark Lefanowicz 180 Montgomery Street Suite 1000 San Francisco CA CALIFORNIA 94104 Executive Officer Director Brett Carmel 180 Montgomery Street Suite 1000 San Francisco CA CALIFORNIA 94104 Director Cantwell Muckenfuss III 180 Montgomery Street Suite 1000 San Francisco CA CALIFORNIA 94104 Director Bill Sakkab 180 Montgomery Street Suite 1000 San Francisco CA CALIFORNIA 94104 Executive Officer Erik Stern 180 Montgomery Street Suite 1000 San Francisco CA CALIFORNIA 94104 Executive Officer Karen Gerli 180 Montgomery Street Suite 1000 San Francisco CA CALIFORNIA 94104 Executive Officer Other Banking and Financial Services Decline to Disclose 06b false 2017-05-22 false true true true $22,655,000.31 of Series B-3 Preferred Stock, $4,000,000.13 in warrants to acquire Series B-3 Preferred Stock and $1,261.46 in warrants to acquire Common Stock. false 0 26656261 18656261 8000000 false 11 0 0 2695000 Approximately $2,695,000 of the gross proceeds of the offering were used to acquire certain technology assets and securities from two entities controlled by Adam Carmel and Mark Lefanowicz. false ETHOS LENDING INC. /s/ Bill Sakkab Bill Sakkab General Counsel 2017-08-21