0001605628-14-000002.txt : 20140417 0001605628-14-000002.hdr.sgml : 20140417 20140417121228 ACCESSION NUMBER: 0001605628-14-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140417 DATE AS OF CHANGE: 20140417 EFFECTIVENESS DATE: 20140417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HNW PPVA Series Account - 1 CENTRAL INDEX KEY: 0001605628 IRS NUMBER: 363050975 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-215800 FILM NUMBER: 14769289 BUSINESS ADDRESS: STREET 1: 1400 AMERICAN LANE CITY: SCHAUMBURG STATE: IL ZIP: 60196 BUSINESS PHONE: 425-577-5100 MAIL ADDRESS: STREET 1: 1400 AMERICAN LANE CITY: SCHAUMBURG STATE: IL ZIP: 60196 FORMER COMPANY: FORMER CONFORMED NAME: ZALICO HNW PPVA Series Account - 1 DATE OF NAME CHANGE: 20140415 D 1 primary_doc.xml X0707 D LIVE 0001605628 HNW PPVA Series Account - 1 1400 AMERICAN LANE SCHAUMBURG IL ILLINOIS 60196 425-577-5100 ILLINOIS ZALICO HNW PPVA Series Account - 1 Other Insurance Company Separate Account true 2013 David Dietz One Liberty Plaza New York NY NEW YORK 10006 Executive Officer Director President, Chief Executive Officer and Director of Zurich American Life Insurance Company Dawn Cummings-Fritz 1400 American Lane Schaumburg IL ILLINOIS 60196 Executive Officer Director Director and Assistant Vice President of Zurich American Life Insurance Company Richard Hauser 1400 American Lane Schaumburg IL ILLINOIS 60196 Director Director of Zurich American Life Insurance Company Louis Pietrolugo One Liberty Plaza New York NY NEW YORK 10006 Director Director of Zurich American Life Insurance Company Kenneth Carroll One Liberty Plaza New York NY NEW YORK 10006 Director Director of Zurich American Life Insurance Company Ira Kleinman One Liberty Plaza New York NY NEW YORK 10006 Director Director of Zurich American Life Insurance Company Stuart Berman One Liberty Plaza New York NY NEW YORK 10006 Director Director of Zurich American Life Insurance Company Paul Noftke 1400 American Lane Schaumburg IL ILLINOIS 60196 Director Director of Zurich American Life Insurance Company Patry Carty One Liberty Plaza New York NY NEW YORK 10006 Executive Officer Vice President, General Counsel and Corporate Secretary of Zurich American Life Insurance Company Simon Lodge One Liberty Plaza New York NY NEW YORK 10006 Executive Officer Senior Vice President and Chief Financial Officer of Zurich American Life Insurance Company Richard Grilli One Liberty Plaza New York NY NEW YORK 10006 Executive Officer Senior Vice President and Chief Operating Officer of Zurich American Life Insurance Company Jeffrey Horton One Liberty Plaza New York NY NEW YORK 10006 Executive Officer Vice President, Finance and Treasurer of Zurich American Life Insurance Company Michael Rohwetter One Liberty Plaza New York NY NEW YORK 10006 Executive Officer Vice President and Chief Investment Officer of Zurich American Life Insurance Company Cathy Hall 3003 77th Ave SE Mercer Island WA WASHINGTON 98040 Executive Officer Vice President and Chief Compliance Officer of Zurich American Life Insurance Company Cathy Ehrlich One Liberty Plaza New York NY NEW YORK 10006 Executive Officer Vice President and Chief Actuary of Zurich American Life Insurance Company Elizabeth McInerney One Liberty Plaza New York NY NEW YORK 10006 Executive Officer Vice President and Chief Operations Officer of Zurich American Life Insurance Company Dennis Roberts 2000 West Sam Houston Parkway South Houston TX TEXAS 77042 Executive Officer Vice President of Zurich American Life Insurance Company Lisa Baltazar One Liberty Plaza New York NY NEW YORK 10006 Executive Officer Assistant Secretary of Zurich American Life Insurance Company Mary Denning One Liberty Plaza New York NY NEW YORK 10006 Executive Officer Asisitant Vice President, Actuary of Zurich American Life Insurance Company Jon Nagel One Liberty Plaza New York NY NEW YORK 10006 Executive Officer Assistant Secretary of Zurich American Life Insurance Company Margaret Labno 1400 American Lane Schaumburg IL ILLINOIS 60196 Executive Officer Assistant Vice President of Zurich American Life Insurance Company David Dampman 7045 College Boulevard Overland Park KS KANSAS 66211 Executive Officer Assistant Secretary of Zurich American Life Insurance Company Leann Badgett 3003 77th Ave SE Mercer Island WA WASHINGTON 98040 Executive Officer Assistant Vice President of Zurich American Life Insurance Company Juanita Thomas 1114 Georgia Street Louisiana MO MISSOURI 63353 Executive Officer Assistant Secretary of Zurich American Life Insurance Company Craig Toffolo One Liberty Plaza New York NY NEW YORK 10006 Executive Officer Assistant Secretary of Zurich American Life Insurance Company Tracy Peebles 3003 77th Ave SE Mercer Island WA WASHINGTON 98040 Executive Officer Chief Compliance Officer of Separate Accounts of Zurich American Life Insurance Company John Patton 3003 77th Ave SE Mercer Island WA WASHINGTON 98040 Executive Officer Vice President, Claims of Zurich American Life Insurance Company Erica Chandler 3003 77th Ave SE Mercer Island WA WASHINGTON 98040 Executive Officer Assistant Secretary of Zurich American Life Insurance Company Eileen Ehlers 7045 College Boulevard Overland Park KS KANSAS 66211 Executive Officer Assistant Vice President, Underwriting of Zurich American Life Insurance Company Matt Wolf One Liberty Plaza New York NY NEW YORK 10006 Executive Officer Assistant Vice President, Actuary of Zurich American Life Insurance Company n/a Zurich American Life Insurance Company 1400 American Lane Schaumburg IL ILLINOIS 60196 Promoter Zurich American Life Insurance Company is responsible for organizing the business of ZALICO HNW PPVA Series Account - 1 Insurance Decline to Disclose 06c 3C 3C.7 false 2014-03-27 true true Interests in ZALICO HNW PPVA Series Account - 1 issued pursuant to variable annuity contracts false 1000000 Morgan Stanley Smith Barney LLC 149777 None None 2000 Westchester Ave 2nd Floor Purchase NY NEW YORK 10577 All States false Edmund Agresta 4015841 Morgan Stanley Smith Barney LLC 149777 399 Park Ave 12th Floor New York NY NEW YORK 10022 All States false Indefinite 20000000 Indefinite $20,000,000 is total of premium received. false 1 140000 true 0 This is an annual trailing commission 0 Zurich American Life Insurance Company deducts charges from premium and policy values per terms of applicable insurance contract. false HNW PPVA Series Account - 1 Richard Grilli Richard Grilli Chief Operating Officer 2014-04-17