0001604740-14-000001.txt : 20140410 0001604740-14-000001.hdr.sgml : 20140410 20140410150533 ACCESSION NUMBER: 0001604740-14-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140410 DATE AS OF CHANGE: 20140410 EFFECTIVENESS DATE: 20140410 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Roth Smule I, LLC CENTRAL INDEX KEY: 0001604740 IRS NUMBER: 465083315 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-215324 FILM NUMBER: 14756784 BUSINESS ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 800-678-9147 MAIL ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 D 1 primary_doc.xml X0707 D LIVE 0001604740 Roth Smule I, LLC 888 SAN CLEMENTE DRIVE NEWPORT BEACH CA CALIFORNIA 92660 800-678-9147 DELAWARE None None Limited Liability Company true 2014 N/A Roth Capital Partners, LLC 888 San Clemente Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Director Managing Member of Issuer Pooled Investment Fund Venture Capital Fund false Decline to Disclose 06b false 2014-04-01 false true true false 1 Roth Capital Partners, LLC 15407 None None 888 San Clemente Drive Newport Beach CA CALIFORNIA 92660 All States false 4017439 4017439 0 false 72 241046 0 241046 This payment consists of a commission/fee to Roth Capital Partners, LLC for the placement and management of the Issuer. false Roth Smule I, LLC /s/ D. Shawn Rogers D. Shawn Rogers Managing Director of Roth Capital Partners, LLC/Managing Mbr 2014-04-09