0001604121-16-000004.txt : 20161103 0001604121-16-000004.hdr.sgml : 20161103 20161103154617 ACCESSION NUMBER: 0001604121-16-000004 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20161103 DATE AS OF CHANGE: 20161103 EFFECTIVENESS DATE: 20161103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AltaThera Pharmaceuticals, LLC CENTRAL INDEX KEY: 0001604121 IRS NUMBER: 270181245 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-273767 FILM NUMBER: 161971435 BUSINESS ADDRESS: STREET 1: 200 SOUTH WACKER DRIVE - SUITE 3100 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312)445-8900 MAIL ADDRESS: STREET 1: 200 SOUTH WACKER DRIVE - SUITE 3100 CITY: CHICAGO STATE: IL ZIP: 60606 D 1 primary_doc.xml X0707 D LIVE 0001604121 AltaThera Pharmaceuticals, LLC 200 SOUTH WACKER DRIVE - SUITE 3100 CHICAGO IL ILLINOIS 60606 (312) 445-8900 DELAWARE None None Limited Liability Company true Brandon Kashfian 200 South Wacker Drive Suite 3100 Chicago IL ILLINOIS 60606 Executive Officer Director Jay Welsh 200 South Wacker Drive Suite 3100 Chicago IL ILLINOIS 60606 Executive Officer John Somberg 200 South Wacker Drive Suite 3100 Chicago IL ILLINOIS 60606 Executive Officer Stephen O'Sullivan 200 South Wacker Drive Suite 3100 Chicago IL ILLINOIS 60606 Executive Officer Director Rick White 200 South Wacker Drive Suite 3100 Chicago IL ILLINOIS 60606 Executive Officer James Wittenberg 200 South Wacker Drive Suite 3100 Chicago IL ILLINOIS 60606 Executive Officer Merrill Barden 200 South Wacker Drive Suite 3100 Chicago IL ILLINOIS 60606 Executive Officer Pharmaceuticals Decline to Disclose 06c false 2016-10-23 false true false 0 M Barc Investment Group, Inc. 41082 None None 8875 Hidden River Parkway Suite 300 Tampa FL FLORIDA 33637 FL FLORIDA WI WISCONSIN false 1000000 225000 775000 false 4 80000 0 Commission listed subject to full placement of offering. 0 false AltaThera Pharmaceuticals, LLC Stephen O'Sullivan Stephen O'Sullivan General Counsel and Chief Compliance Officer 2016-11-03