0001603978-26-000074.txt : 20260701 0001603978-26-000074.hdr.sgml : 20260701 20260701080609 ACCESSION NUMBER: 0001603978-26-000074 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering FILED AS OF DATE: 20260701 DATE AS OF CHANGE: 20260701 EFFECTIVENESS DATE: 20260701 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AQUABOUNTY TECHNOLOGIES INC CENTRAL INDEX KEY: 0001603978 STANDARD INDUSTRIAL CLASSIFICATION: FISHING, HUNTING & TRAPPING [0900] ORGANIZATION NAME: 08 Industrial Applications and Services EIN: 043156167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-589242 FILM NUMBER: 261142701 BUSINESS ADDRESS: STREET 1: 233 AYER ROAD SUITE 4 STREET 2: SUITE 4 CITY: HARVARD STATE: MA ZIP: 01451 BUSINESS PHONE: 978-648-6000 MAIL ADDRESS: STREET 1: 233 AYER ROAD SUITE 4 STREET 2: SUITE 4 CITY: HARVARD STATE: MA ZIP: 01451 FORMER COMPANY: FORMER CONFORMED NAME: AquaBounty Technologies, Inc. DATE OF NAME CHANGE: 20140328 D 1 primary_doc.xml X0708 D LIVE 0001603978 AQUABOUNTY TECHNOLOGIES INC 233 AYER ROAD SUITE 4 SUITE 4 HARVARD MA MASSACHUSETTS 01451 978-648-6000 DELAWARE A/F Protein, Inc. AquaBounty Farms, Inc. AquaBounty Technologies, Inc. Corporation true David Frank 233 Ayer Road Suite 4 HARVARD MA MASSACHUSETTS 01451 Executive Officer Sylvia Wulf 233 Ayer Road Suite 4 HARVARD MA MASSACHUSETTS 01451 Director Graydon Bensler 233 Ayer Road Suite 4 HARVARD MA MASSACHUSETTS 01451 Director Rick Sterling 233 Ayer Road Suite 4 HARVARD MA MASSACHUSETTS 01451 Director Braeden Lichti 233 Ayer Road Suite 4 HARVARD MA MASSACHUSETTS 01451 Director Agriculture Decline to Disclose 06b false 2026-06-25 false true false 10500 Univest Securities, LLC 36105 None None 75 Rockefeller Plaza Suite 1838 New York NY NEW YORK 10019 AZ ARIZONA FL FLORIDA MN MINNESOTA NE NEBRASKA NV NEVADA NJ NEW JERSEY OH OHIO TX TEXAS UT UTAH true 2250000 2250000 0 false 18 157500 0 Univest Securities, LLC acted as the placement agent in connection with the offering and received a sales commission equal to 7% of the gross proceeds. 0 false AQUABOUNTY TECHNOLOGIES INC David A. Frank David A. Frank CFO 2026-07-01