0001603978-26-000046.txt : 20260415 0001603978-26-000046.hdr.sgml : 20260415 20260415134811 ACCESSION NUMBER: 0001603978-26-000046 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering FILED AS OF DATE: 20260415 DATE AS OF CHANGE: 20260415 EFFECTIVENESS DATE: 20260415 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AQUABOUNTY TECHNOLOGIES INC CENTRAL INDEX KEY: 0001603978 STANDARD INDUSTRIAL CLASSIFICATION: FISHING, HUNTING & TRAPPING [0900] ORGANIZATION NAME: 08 Industrial Applications and Services EIN: 043156167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-580556 FILM NUMBER: 26863583 BUSINESS ADDRESS: STREET 1: 233 AYER ROAD SUITE 4 STREET 2: SUITE 4 CITY: HARVARD STATE: MA ZIP: 01451 BUSINESS PHONE: 978-648-6000 MAIL ADDRESS: STREET 1: 233 AYER ROAD SUITE 4 STREET 2: SUITE 4 CITY: HARVARD STATE: MA ZIP: 01451 FORMER COMPANY: FORMER CONFORMED NAME: AquaBounty Technologies, Inc. DATE OF NAME CHANGE: 20140328 D 1 primary_doc.xml X0708 D LIVE 0001603978 AQUABOUNTY TECHNOLOGIES INC 233 AYER ROAD SUITE 4 SUITE 4 HARVARD MA MASSACHUSETTS 01451 978-648-6000 DELAWARE A/F Protein, Inc. AquaBounty Farms, Inc. AquaBounty Technologies, Inc. Corporation true David Frank 233 Ayer Road Suite 4 HARVARD MA MASSACHUSETTS 01451 Executive Officer Sylvia Wulf 233 Ayer Road Suite 4 HARVARD MA MASSACHUSETTS 01451 Director Graydon Bensler 233 Ayer Road Suite 4 HARVARD MA MASSACHUSETTS 01451 Director Rick Sterling 233 Ayer Road Suite 4 HARVARD MA MASSACHUSETTS 01451 Director Braeden Lichti 233 Ayer Road Suite 4 HARVARD MA MASSACHUSETTS 01451 Director Agriculture Decline to Disclose 06b false 2026-04-07 false true false 100000 Univest Securities, LLC 36105 None None 75 Rockefeller Plaza Suite 1838 New York NY NEW YORK 10019 IL ILLINOIS NE NEBRASKA NV NEVADA NY NEW YORK UT UTAH true 4815616 4815616 0 The total offering amount includes $4,315,616.44 of cancelled outstanding senior notes and accrued interest, as well as $500,000.00 of cash false 9 35000 0 Univest Securities, LLC acted as the placement agent in connection with the offering and received a sales commission equal to 7% of the gross proceeds of the cash portion of the offering 0 false AQUABOUNTY TECHNOLOGIES INC David A. Frank David A. Frank CFO 2026-04-13