0001603978-25-000074.txt : 20251104 0001603978-25-000074.hdr.sgml : 20251104 20251104073753 ACCESSION NUMBER: 0001603978-25-000074 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering FILED AS OF DATE: 20251104 DATE AS OF CHANGE: 20251104 EFFECTIVENESS DATE: 20251104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AQUABOUNTY TECHNOLOGIES INC CENTRAL INDEX KEY: 0001603978 STANDARD INDUSTRIAL CLASSIFICATION: FISHING, HUNTING & TRAPPING [0900] ORGANIZATION NAME: 08 Industrial Applications and Services EIN: 043156167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-562934 FILM NUMBER: 251446473 BUSINESS ADDRESS: STREET 1: 233 AYER ROAD SUITE 4 STREET 2: SUITE 4 CITY: HARVARD STATE: MA ZIP: 01451 BUSINESS PHONE: 978-648-6000 MAIL ADDRESS: STREET 1: 233 AYER ROAD SUITE 4 STREET 2: SUITE 4 CITY: HARVARD STATE: MA ZIP: 01451 FORMER COMPANY: FORMER CONFORMED NAME: AquaBounty Technologies, Inc. DATE OF NAME CHANGE: 20140328 D 1 primary_doc.xml X0708 D LIVE 0001603978 AQUABOUNTY TECHNOLOGIES INC 233 Ayer Road, Suite 4 Harvard MA MASSACHUSETTS 01451 9786486000 DELAWARE AquaBounty Technologies, Inc. Corporation true David Frank 233 Ayer Road, Suite 4 Harvard MA MASSACHUSETTS 01451 Executive Officer Sylvia Wulf 233 Ayer Road, Suite 4 Harvard MA MASSACHUSETTS 01451 Director Graydon Bensler 233 Ayer road, Suite 4 Harvard MA MASSACHUSETTS 01451 Director Rick Sterling 233 Ayer Road, Suite 4 Harvard MA MASSACHUSETTS 01451 Director Braeden Lichti 233 Ayer Road, Suite 4 Harvard MA MASSACHUSETTS 01451 Director Agriculture Decline to Disclose 06b false 2025-10-28 false true false 100000 Univest Securities, LLC 36105 None None 75 Rockefeller Plaza Suite 1838 New York NY NEW YORK 10019 IL ILLINOIS NE NEBRASKA NV NEVADA NY NEW YORK UT UTAH true 4000000 4000000 0 false 9 280000 true 0 Univest Securities, LLC acted as the placement agent in connection with the offering and will receive a sales commission equal to 7% of the gross proceeds. 0 false AQUABOUNTY TECHNOLOGIES INC David A. Frank David A. Frank Interim Chief Executive Officer/Chief Financial Officer 2025-11-04